DFX Intelligence
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Registered advisor
J•••• P•••••• G••••••••
Feed of 09/14/2026
Also filed as J•••• G••••••••
At current firm
13 y
since Jan 28, 2013
In the industry
34 y
since Sep 22, 1992 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Jan 28, 2013 · Shrewsbury, Nj
- U•• F•••••••• S••••••• I••• wirehouseSep 30, 2005 to Feb 4, 2013 · Red Bank, Nj
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 10, 2002 to Oct 17, 2005 · Red Bank, Nj
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Feb 4, 2013, registered Jan 28, 2013 (-7 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to U•• F•••••••• S••••••• I•••left Oct 17, 2005, registered Sep 30, 2005 (-17 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address