DFX Intelligence

Data Factory

T••••• T•••••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

T••••• T•••••• L•••••

Advisor at W•••• F•••• A•••••••

CANTON, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9519433e-1a37-79ec-39a4-27f2eb123091

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 28, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 31, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Mar 15, 2022	n/a	yes	CANTON, MI	Current employment
S•••••• W••••• P•••••••• L••	Bd affiliated wealth	Jun 9, 2015	Jul 16, 2015	no	NORTHVILLE, MI

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	S•••••• W••••• P•••••••• L••	May 9, 2022	Jun 9, 2015	-2,526	Firm change after gap	Other
S•••••• W••••• P•••••••• L••	W•••• F•••• A•••••••	Jul 16, 2015

Relationships

Registered with (5)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Mar 15, 2022 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jul 29, 2011 to May 9, 2022factForm ADV
→ S•••••• W••••• P•••••••• L••Registered adviserregistration: previous registration
Jun 9, 2015 to Jul 16, 2015factForm ADV
→ J•• F•••••••• S•••••••• I•••

Dated events

Occurred
May 9, 2022
Advisor changed firm
T••••• T•••••• L••••• left L•• F•••••••• L•• for S•••••• W••••• P•••••••• L•• (registered 2015-06-09)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9519433e-1a37-79ec-39a4-27f2eb123091
First observed: Sep 28, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.