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RIA / WealthAdvisor29 years in industry

SEAN PATRICK COTE

Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

MADISON, WI | PLYMOUTH, MN

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Search this name across graphsid dfx:ria:951d627a-7124-addf-7fc0-94f05f8864eb

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 9, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 13, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Jun 13, 1997
First registration: Dec 9, 2005
Dual registered: no
Other names: SEAN P COTE|SEAN PATRICK COTE|Sean Cote
IAPD individual key: 2890846

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Bd affiliated wealth	Jan 2, 2021	n/a	yes	PLYMOUTH, MN\|MADISON, WI	Current employment
WISCONSIN CAPITAL MANAGEMENT, LLC	Independent wealth	Jun 12, 2012	Dec 31, 2014	no	MADISON, WI	Previous registration
SVA WEALTH MANAGEMENT, LLC	Former SEC adviser	Jan 4, 2012	Jan 13, 2021	no	MADISON, WI	Previous registration
SVA WEALTH MANAGEMENT, INC.	n/a	Dec 9, 2005	Jan 3, 2012	no	MADISON, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SVA WEALTH MANAGEMENT, LLC	WISCONSIN CAPITAL MANAGEMENT, LLC	Jan 13, 2021	Jun 12, 2012	-3,137	Firm change after gap	Other
WISCONSIN CAPITAL MANAGEMENT, LLC	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Dec 31, 2014	Jan 2, 2021	2,194	Firm change after gap	Other
SVA WEALTH MANAGEMENT, INC.	SVA WEALTH MANAGEMENT, LLC	Jan 3, 2012	Jan 4, 2012	1	Firm change	Other

Relationships

Registered with (4)

→ WEALTH ENHANCEMENT ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Jan 2, 2021 to presentfactForm ADV
→ SVA WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 4, 2012 to Jan 13, 2021factForm ADV
→ WISCONSIN CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 12, 2012 to Dec 31, 2014factForm ADV
→ SVA WEALTH MANAGEMENT, INC.Registered adviserregistration: previous registration
Dec 9, 2005 to Jan 3, 2012factForm ADV

Dated events

No dated event names this entity yet.