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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

WISCONSIN CAPITAL MANAGEMENT, LLC

CRD 110394

MADISON, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:59be642f-a047-f7fd-b1d5-0bdff8be0762

Data as of Aug 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 4
On other graphs: 0
Observed: Dec 6, 2011 to Aug 28, 2026
34 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.52 fund_share=0.34 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $294MItem 5.F on the latest filing (2026-08-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $294M
Private client RAUM: $154MderivedItem 5.D individuals plus high net worth individuals
Private client share: 52%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $147Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 125
Individual clients: 39
High net worth clients: 29
Custody, client assets: $0
SEC number: 801-53829
CIK: 926833
CRD: 110394
Filings on the tape: 34
First filed: Dec 6, 2011
Latest filed: Aug 28, 2026
Organised: Limited Liability Company, WI
Website: plumbfunds.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
THOMAS GERALD PLUMB	n/a	MADISON, WI	24	42	2	no
NATHAN MAREK PLUMB	n/a	MADISON, WI	3	23	6	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
PLUMB, THOMAS, GERALD	SOLE SHAREHOLDER	E	yes	01/2005	Dec 6, 2011	Aug 29, 2024
PLUMB, THOMAS, GERALD	PRESIDENT, MANAGING MEMBER	Na	yes	02/2011	Dec 6, 2011	Aug 29, 2024
ROMANI, BONNIE, MICHELLE	CHIEF COMPLIANCE OFFICER	Na	yes	08/2020	Aug 28, 2020	Aug 29, 2024
TGP, INC.	SOLE OWNER	E	yes	02/2011	Dec 6, 2011	Aug 29, 2024
TGP, INC.	SOLE OWNER	E	yes	01/2005	Dec 6, 2011	Aug 29, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Aug 29, 2024	$266M	$266M	4	2	0	n/a	n/a
2023	Aug 29, 2023	$222M	$222M	4	2	1	n/a	n/a
2022	Aug 30, 2022	$214M	$214M	4	1	1	n/a	n/a
2021	Aug 27, 2021	$341M	$341M	4	1	0	n/a	n/a
2020	Aug 28, 2020	$273M	$273M	4	1	0	n/a	n/a
2019	Aug 27, 2019	$258M	$258M	3	1	0	n/a	n/a
2018	Aug 31, 2018	$123M	$123M	3	1	0	n/a	n/a
2017	Aug 29, 2017	$70.4M	$70.4M	4	1	n/a	n/a	n/a
2016	Aug 24, 2016	$58.9M	$58.9M	4	2	n/a	n/a	n/a
2015	Aug 24, 2015	$64.1M	$64.1M	3	2	n/a	n/a	n/a
2014	Aug 21, 2014	$411M	$411M	13	7	n/a	n/a	n/a
2013	Aug 23, 2013	$380M	$379M	11	5	n/a	n/a	n/a
2012	Aug 21, 2012	$469M	$469M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$294M	$222M	32.2%	$341M	-4.8%	5	4	0	1

Relationships

Registered with (10)

← NATHAN MAREK PLUMBAdvisorregistration: previous registration
Oct 14, 2020 to Oct 28, 2022factForm ADV
← THOMAS GERALD PLUMBAdvisorregistration: previous registration
Jun 4, 1984 to Dec 31, 2016factForm ADV
← Connor Bleser MorseAdvisorregistration: previous registration
Nov 20, 2014 to Dec 31, 2016factForm ADV
← SEAN PATRICK COTEAdvisorregistration: previous registration
Jun 12, 2012 to Dec 31, 2014factForm ADV
← Timothy Rock OBrienAdvisorregistration: previous registration
Oct 27, 1998 to Dec 31, 2014factForm ADV
← KEN SAL CAVALLUZZOAdvisorregistration: previous registration
Jan 10, 2012 to Dec 31, 2014factForm ADV
← LEONARD WILLIAMS BARRYAdvisorregistration: previous registration
Jun 12, 2012 to Sep 9, 2013factForm ADV
← THOMAS FRANCIS DUNNAdvisorregistration: previous registration
Jan 11, 2003 to Jan 9, 2004factForm ADV
← JASON LEE STEPHENSAdvisorregistration: previous registration
Sep 15, 2003 to Jan 9, 2004factForm ADV
← JOHN WALTER THOMPSONAdvisorregistration: previous registration
Jun 4, 1984 to Jan 7, 2004factForm ADV

Controls (3)

← PLUMB, THOMAS, GERALDOwnerSOLE SHAREHOLDER, ownership code E, individual
Dec 6, 2011 to Aug 29, 2024factForm ADV
← ROMANI, BONNIE, MICHELLEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 28, 2020 to Aug 29, 2024factForm ADV
← TGP, INC.OwnerSOLE OWNER, ownership code E, domestic entity
Dec 6, 2011 to Aug 29, 2024factForm ADV

Dated events

Occurred
Aug 30, 2022
Regulatory AUM changed
Wisconsin Capital Management, Llc reported RAUM $213.8M, down 37% from $340.8M (2022-01-10 to 2022-08-30)
Form ADVobserved 6 days ago
$-127M
Occurred
Aug 28, 2020
Control person joined
Michelle Bonnie Romani (Chief Compliance Officer) appeared on Schedule A of Wisconsin Capital Management, Llc
Form ADVobserved 6 days ago
Occurred
Aug 27, 2019
Regulatory AUM changed
Wisconsin Capital Management, Llc reported RAUM $258.3M, up 110% from $123.0M (2019-01-11 to 2019-08-27)
Form ADVobserved 6 days ago
$135M
Occurred
Aug 27, 2019
Control person left
Marek Nathan Plumb (Chief Financial Officer) no longer on Schedule A of Wisconsin Capital Management, Llc (listed 2019-01-11, absent 2019-08-27)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:59be642f-a047-f7fd-b1d5-0bdff8be0762
First observed: Dec 6, 2011
Last observed: Aug 28, 2026 24 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WISCONSIN CAPITAL MANAGEMENT, LLC

CRD 110394

MADISON, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:59be642f-a047-f7fd-b1d5-0bdff8be0762

Data as of Aug 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:45 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

THOMAS GERALD PLUMB

n/a

MADISON, WI

NATHAN MAREK PLUMB

n/a

MADISON, WI

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

PLUMB, THOMAS, GERALD

SOLE SHAREHOLDER

yes

01/2005

Dec 6, 2011

Aug 29, 2024

PLUMB, THOMAS, GERALD

PRESIDENT, MANAGING MEMBER

yes

02/2011

Dec 6, 2011

Aug 29, 2024

ROMANI, BONNIE, MICHELLE

CHIEF COMPLIANCE OFFICER

yes

08/2020

Aug 28, 2020

Aug 29, 2024

TGP, INC.

SOLE OWNER

yes

02/2011

Dec 6, 2011

Aug 29, 2024

TGP, INC.

SOLE OWNER

yes

01/2005

Dec 6, 2011

Aug 29, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Aug 29, 2024

$266M

n/a

2023

Aug 29, 2023

$222M

n/a

2022

Aug 30, 2022

$214M

n/a

2021

Aug 27, 2021

$341M

n/a

2020

Aug 28, 2020

$273M

n/a

2019

Aug 27, 2019

$258M

n/a

2018

Aug 31, 2018

$123M

n/a

2017

Aug 29, 2017

$70.4M

n/a

2016

Aug 24, 2016

$58.9M

n/a

2015

Aug 24, 2015

$64.1M

n/a

2014

Aug 21, 2014

$411M

n/a

2013

Aug 23, 2013

$380M

$379M

n/a

2012

Aug 21, 2012

$469M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$294M

$222M

32.2%

$341M

-4.8%