DFX Intelligence
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Reading the graph
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Advisor at C•••••• B••••• A•••••••
FT. LAUDERDALE, FL | WESTPORT, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C•••••• B••••• A••••••• | Independent wealth | Aug 4, 2026 | n/a | yes | WESTPORT, CT|FT. LAUDERDALE, FL | Current employment |
| O•• C•••••• P•••••• W••••• | Former SEC adviser | May 8, 2017 | Aug 28, 2026 | no | HINGHAM, MA|Fort Lauderdale, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O•• C•••••• P•••••• W••••• | C•••••• B••••• A••••••• | Aug 28, 2026 | Aug 4, 2026 | -24 | Firm change | RIA to RIA |
| O•• C•••••• P•••••• W•••••• L•• | O•• C•••••• P•••••• W••••• | Mar 31, 2017 | May 8, 2017 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 281121:286635:MA:2017-03-31 | Mar 31, 2017 | May 8, 2017 | HINGHAM, MA | Firm change |
| 7691:281121:MA:2015-11-16 | Nov 16, 2015 | Nov 13, 2015 | HYANNIS, MA | Firm change |
| O•• C•••••• P•••••• W•••••• L•• | Former SEC adviser | Nov 13, 2015 | Mar 31, 2017 | no | HINGHAM, MA | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Oct 13, 2000 | Nov 16, 2015 | no | HYANNIS, MA|HYANNIS, MA | Previous registration |
| 38 |
| Channel change |
| Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | O•• C•••••• P•••••• W•••••• L•• | Nov 16, 2015 | Nov 13, 2015 | -3 | Firm change | Wirehouse to new firm |