DFX Intelligence

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

ALLAN ROBERT JONES

Advisor at LPL FINANCIAL LLC

MORRISTOWN, NJ | FLORHAM PARK, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9529f6b5-c791-5997-14c2-d663132a7ed7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 15, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 28, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Apr 28, 1999
First registration: Apr 15, 2004
Dual registered: yes, broker-dealer
Other names: ALLAN R JONES
IAPD individual key: 3190280

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 5, 2012	n/a	yes	FLORHAM PARK, NJ\|MORRISTOWN, NJ	Current employment
HERITAGE INVESTMENT PARTNERS, LLP	n/a	Dec 23, 2013	Dec 31, 2021	no	CHATHAM, NJ	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Jul 13, 2004	Dec 7, 2012	no	MILLBURN, NJ\|MILLBURN, NJ	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Apr 15, 2004	Jul 8, 2004	no	WESTFIELD, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HERITAGE INVESTMENT PARTNERS, LLP	n/a	Dec 31, 2021	n/a	n/a	Departure no registered destination	Departure
PNC WEALTH MANAGEMENT	LPL FINANCIAL LLC	Dec 7, 2012	Dec 5, 2012	-2	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	PNC WEALTH MANAGEMENT	Jul 8, 2004	Jul 13, 2004	5	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Dec 5, 2012 to presentfactForm ADV
→ HERITAGE INVESTMENT PARTNERS, LLPRegistered adviserregistration: previous registration
Dec 23, 2013 to Dec 31, 2021factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Jul 13, 2004 to Dec 7, 2012factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Apr 15, 2004 to Jul 8, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9529f6b5-c791-5997-14c2-d663132a7ed7
First observed: Apr 15, 2004
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ALLAN ROBERT JONES

Advisor at LPL FINANCIAL LLC

MORRISTOWN, NJ | FLORHAM PARK, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9529f6b5-c791-5997-14c2-d663132a7ed7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:43 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

LPL FINANCIAL LLC

Bd affiliated wealth

Dec 5, 2012

n/a

yes

FLORHAM PARK, NJ|MORRISTOWN, NJ

Current employment

HERITAGE INVESTMENT PARTNERS, LLP

n/a

Dec 23, 2013

Dec 31, 2021

CHATHAM, NJ

Previous registration

PNC WEALTH MANAGEMENT

Bd affiliated wealth

Jul 13, 2004

Dec 7, 2012

MILLBURN, NJ|MILLBURN, NJ

Previous registration

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Wirehouse

Apr 15, 2004

Jul 8, 2004

WESTFIELD, NJ

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

HERITAGE INVESTMENT PARTNERS, LLP

n/a

Dec 31, 2021

n/a

Departure no registered destination

Departure

PNC WEALTH MANAGEMENT

LPL FINANCIAL LLC

Dec 7, 2012

Dec 5, 2012

-2

Firm change

Other

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

PNC WEALTH MANAGEMENT

Jul 8, 2004

Jul 13, 2004

Firm change

Other