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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

SCOTT RYAN BABBITT

Advisor at SB ADVISORY, LLC

ATLANTA, GA | Laguna Niguel, CA

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Search this name across graphsid dfx:ria:953923f3-1ef3-daa4-c0aa-ded9062499d1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Apr 8, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SB ADVISORY, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Mar 6, 2000
First registration: Apr 8, 2003
Dual registered: yes, broker-dealer
Other names: SCOTT RYAN BABITT
IAPD individual key: 4057681

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SB ADVISORY, LLC	Independent wealth	Feb 6, 2026	n/a	yes	ATLANTA, GA\|Laguna Niguel, CA	Current employment
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	Bd affiliated wealth	Apr 24, 2024	Feb 5, 2026	no	Laguna Niguel, CA	Previous registration
CROWN CAPITAL SECURITIES, L.P.	Former SEC adviser	Jan 28, 2020	May 1, 2024	no	ALISO VIEJO, CA\|SAN DIEGO, CA\|LAGUNA NIGUEL, CA	Previous registration
TRILOGY CAPITAL, INC.	Independent wealth	Nov 23, 2015	Oct 29, 2019	no	Irvine, CA\|IRVINE, CA	Previous registration
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Former SEC adviser	Apr 8, 2003	Dec 31, 2016	no	IRVINE, CA\|IRVINE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	SB ADVISORY, LLC	Feb 5, 2026	Feb 6, 2026	1	Firm change	Ibd to RIA
CROWN CAPITAL SECURITIES, L.P.	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	May 1, 2024	Apr 24, 2024	-7	Firm change	Ibd to ibd
TRILOGY CAPITAL, INC.	CROWN CAPITAL SECURITIES, L.P.	Oct 29, 2019	Jan 28, 2020	91	Firm change	RIA to RIA
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	TRILOGY CAPITAL, INC.	Dec 31, 2016	Nov 23, 2015	-404	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
29604:281597:CA:2016-12-31	Dec 31, 2016	Nov 23, 2015	IRVINE, CA	Firm change after gap

Relationships

Registered with (5)

→ SB ADVISORY, LLCRegistered adviserregistration: current employment
Feb 6, 2026 to presentfactForm ADV
→ INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 24, 2024 to Feb 5, 2026factForm ADV
→ CROWN CAPITAL SECURITIES, L.P.Registered adviserregistration: previous registration
Jan 28, 2020 to May 1, 2024factForm ADV
→ TRILOGY CAPITAL, INC.Registered adviserregistration: previous registration
Nov 23, 2015 to Oct 29, 2019factForm ADV
→ NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)Registered adviserregistration: previous registration
Apr 8, 2003 to Dec 31, 2016factForm ADV

Dated events

Occurred
Feb 5, 2026
Advisor changed firm
Scott Ryan Babbitt left International Assets Investment Management, Llc for Sb Advisory, Llc (registered 2026-02-06)
Form ADVobserved 5 days ago
Occurred
May 1, 2024
Advisor changed firm
Scott Ryan Babbitt left Crown Capital Securities, L.P. for International Assets Investment Management, Llc (registered 2024-04-24)
Form ADVobserved 5 days ago