DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Scott Ryan Babbitt
Feed of 09/14/2026
Also filed as Scott Ryan Babitt
At current firm
0 y
since Feb 6, 2026
In the industry
26 y
since Oct 1, 1999 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Sb Advisory, LLC independent RIA currentsince Feb 6, 2026 · Atlanta, Ga
- International Assets Investment Management, LLC BD affiliatedApr 24, 2024 to Feb 5, 2026 · Laguna Niguel, Ca
- Crown Capital Securities, L.P. formerJan 28, 2020 to May 1, 2024 · Aliso Viejo, Ca
- Trilogy Capital, Inc. independent RIANov 23, 2015 to Oct 29, 2019 · Irvine, Ca
- National Planning Corporation ("Npc Of America" In Fl & Ny) formerApr 8, 2003 to Dec 31, 2016 · Irvine, Ca
Moves
a registration end followed by a registration begin elsewhere
- International Assets Investment Management, LLC to Sb Advisory, LLCleft Feb 5, 2026, registered Feb 6, 2026 (1 days) · Affiliated broker-dealer or bank to independent RIA
- Crown Capital Securities, L.P. to International Assets Investment Management, LLCleft May 1, 2024, registered Apr 24, 2024 (-7 days) · Affiliated broker-dealer or bank to another
- Trilogy Capital, Inc. to Crown Capital Securities, L.P.left Oct 29, 2019, registered Jan 28, 2020 (91 days) · RIA to RIA
- National Planning Corporation ("Npc Of America" In Fl & Ny) to Trilogy Capital, Inc.left Dec 31, 2016, registered Nov 23, 2015 (-404 days) · Other · moved with a team
Signals
- Scott Ryan Babbitt left International Assets Investment Management, Llc for Sb Advisory, Llc (registered 2026-02-06)Feb 5, 2026 · Advisor changed firm · fact
- Scott Ryan Babbitt left Crown Capital Securities, L.P. for International Assets Investment Management, Llc (registered 2024-04-24)May 1, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address