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G•••••• C•••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

G•••••• C•••••• B•••••

Advisor at C•••••• A•••••••

Fort Washington, PA

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Search this name across graphsid dfx:ria:953af6ce-e9be-2566-f380-89fd169c7c82

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 25, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 21, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• A•••••••	Bd affiliated wealth	Jul 10, 2026	n/a	yes	Fort Washington, PA	Current employment
L•••••• I•••••••••	Independent wealth	Nov 3, 2015	n/a	yes	Fort Washington, PA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
V••••• F•••• A•••• M••••••••• L••	L•••••• I•••••••••	Nov 18, 2015	Nov 3, 2015	-15	Firm change	Other

Relationships

Registered with (3)

→ C•••••• A•••••••Registered adviserregistration: current employment
Jul 10, 2026 to presentfactForm ADV
→ L•••••• I•••••••••Registered adviserregistration: current employment
Nov 3, 2015 to presentfactForm ADV
→ V••••• F•••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Aug 25, 2014 to Nov 18, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:953af6ce-e9be-2566-f380-89fd169c7c82
First observed: Aug 25, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.