DFX Intelligence

R••••• M•••••• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst18 years in industry

R••••• M•••••• M••••••••

Advisor at C••• D•••••••• I•••••••••

SANTA FE, NM

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Search this name across graphsid dfx:ria:953e18e6-1950-b818-3fc4-3f029e61ff67

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jun 17, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• D•••••••• I•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 27, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• D•••••••• I•••••••••	Independent wealth	Feb 9, 2021	n/a	yes	SANTA FE, NM	Current employment
T•••••••• I••••••••• M••••••••• I••	Asset manager	Jun 17, 2014	Jan 13, 2021	no	SANTA FE, NM	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•••••••• I••••••••• M••••••••• I••	C••• D•••••••• I•••••••••	Jan 13, 2021	Feb 9, 2021	27	Firm change	Other

Relationships

Registered with (2)

→ C••• D•••••••• I•••••••••Registered adviserregistration: current employment
Feb 9, 2021 to presentfactForm ADV
→ T•••••••• I••••••••• M••••••••• I••Registered adviserregistration: previous registration
Jun 17, 2014 to Jan 13, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:953e18e6-1950-b818-3fc4-3f029e61ff67
First observed: Jun 17, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.