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T•••••• W•••••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

T•••••• W•••••• H••••••

Advisor at U••••• B•••••••• S••••••• I••

Vienna, VA | Chantilly, VA | Reston, VA | Fairfax, VA | Centreville, VA

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Search this name across graphsid dfx:ria:95461d44-146d-0e1d-314f-4a3f283e1578

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 13, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U••••• B•••••••• S••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 11, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
U••••• B•••••••• S••••••• I••	Bd affiliated wealth	Mar 14, 2016	n/a	yes	Reston, VA\|Chantilly, VA\|Vienna, VA\|Reston, VA\|Centreville, VA\|Fairfax, VA	Current employment
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Feb 9, 2011	Mar 22, 2016	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M•• I•••••••• S•••••••• L••	U••••• B•••••••• S••••••• I••	Mar 22, 2016	Mar 14, 2016	-8	Firm change	Other
C••••••• W••••• M••••••••• I•••	M•• I•••••••• S•••••••• L••	Feb 9, 2011

Relationships

Registered with (5)

→ U••••• B•••••••• S••••••• I••Registered adviserregistration: current employment
Mar 14, 2016 to presentfactForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Feb 9, 2011 to Mar 22, 2016factForm ADV
→ C••••••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Dec 6, 2010 to Feb 9, 2011factForm ADV
→ L•• F•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:95461d44-146d-0e1d-314f-4a3f283e1578
First observed: Aug 13, 2001
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.