DFX Intelligence

B••• D•••• N•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

B••• D•••• N•••••

Advisor at P••••••••• B•••••••• S•••••••• I•••

ESCANABA, MI | GREEN BAY, WI

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Search this name across graphsid dfx:ria:954b86e9-fbad-2f9a-3411-852ebe688300

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 3, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••• B•••••••• S•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 6, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 20derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••• B•••••••• S•••••••• I•••	Independent wealth	Jan 30, 2006	n/a	yes	ESCANABA, MI\|GREEN BAY, WI	Current employment
W•••• F•••• I••••••••• L••	n/a	Mar 3, 2004	Oct 6, 2005	no	ESCANABA, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• I••••••••• L••	P••••••••• B•••••••• S•••••••• I•••	Oct 6, 2005	Jan 30, 2006	116	Firm change	Other

Relationships

Registered with (2)

→ P••••••••• B•••••••• S•••••••• I•••Registered adviserregistration: current employment
Jan 30, 2006 to presentfactForm ADV
→ W•••• F•••• I••••••••• L••Registered adviserregistration: previous registration
Mar 3, 2004 to Oct 6, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:954b86e9-fbad-2f9a-3411-852ebe688300
First observed: Mar 3, 2004
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.