DFX Intelligence

G•••••• L•• G•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

G•••••• L•• G•••••••••

Advisor at B••••• P••••• A•••••••• L••

NEWPORT BEACH, CA | Sarasota, FL

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Search this name across graphsid dfx:ria:9551b9a2-a090-98c2-ec24-f7d6070e1e8c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Feb 4, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• P••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 15, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• P••••• A•••••••• L••	Independent wealth	Jan 13, 2022	n/a	yes	NEWPORT BEACH, CA\|Sarasota, FL	Current employment
S••••••• T•••• F•••••••• P•••••••	Former SEC adviser	Feb 4, 2019	Mar 1, 2022	no	SARASOTA, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• T•••• F•••••••• P•••••••	B••••• P••••• A•••••••• L••	Mar 1, 2022	Jan 13, 2022	-47	Firm change after gap	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
131377:119290:FL:2022-03-01	Mar 1, 2022	Jan 13, 2022	SARASOTA, FL	Firm change after gap

Relationships

Registered with (2)

→ B••••• P••••• A•••••••• L••Registered adviserregistration: current employment
Jan 13, 2022 to presentfactForm ADV
→ S••••••• T•••• F•••••••• P•••••••Registered adviserregistration: previous registration
Feb 4, 2019 to Mar 1, 2022factForm ADV

Dated events

Occurred
Mar 1, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9551b9a2-a090-98c2-ec24-f7d6070e1e8c
First observed: Feb 4, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.