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Advisor at OSAIC WEALTH, INC.
BEACON, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jun 14, 2024 | n/a | yes | BEACON, NY | Current employment |
| RBT WEALTH LLC | Former SEC adviser | Sep 17, 2024 | Dec 31, 2024 | no | NEWBURGH, NY|Beacon, NY | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Nov 1, 2022 | Jun 14, 2024 | no | ERIE, PA | Previous registration |
| PRIVATE ADVISOR GROUP, LLC | Bd affiliated wealth | Aug 8, 2013 | Nov 7, 2022 | no | ALBANY, NY|MORRISTOWN, NJ|SLINGERLANDS, NY|MORRISTOWN, NJ | Previous registration |
| VALIC FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Dec 23, 2009 | Aug 8, 2013 | no | LATHAM, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RBT WEALTH LLC | n/a | Dec 31, 2024 | n/a | n/a | Departure no registered destination | Departure |
| SECURITIES AMERICA ADVISORS, INC. | OSAIC WEALTH, INC. | Jun 14, 2024 | Jun 14, 2024 | 0 | Bulk transfer | Ibd to ibd |
| PRIVATE ADVISOR GROUP, LLC | SECURITIES AMERICA ADVISORS, INC. | Nov 7, 2022 | Nov 1, 2022 | -6 | Firm change | Ibd to ibd |
| VALIC FINANCIAL ADVISORS, INC. | PRIVATE ADVISOR GROUP, LLC | Aug 8, 2013 | Aug 8, 2013 | 0 | Firm change | Other |