DFX Intelligence
Reading the graph
Reading the graph
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Advisor at T••••••••• W••••• M•••••••••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| T••••••••• W••••• M••••••••• | Independent wealth | Mar 31, 2025 | n/a | yes | Sinking Spring, PA|CARMEL BY THE SEA, CA | Current employment |
| O•••• W•••••• I••• | Bd affiliated wealth | Oct 11, 2024 | Apr 2, 2025 | no | sinking spring, PA|SCOTTSDALE, AZ |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O•••• W•••••• I••• | T••••••••• W••••• M••••••••• | Apr 2, 2025 | Mar 31, 2025 | -2 | Firm change | Ibd to RIA |
| A••••••• P••••••••• A•••••••• I•• | O•••• W•••••• I••• | Oct 11, 2024 | Oct 11, 2024 |
| A••••••• P••••••••• A•••••••• I•• | Former SEC adviser | Dec 23, 2011 | Oct 11, 2024 | no | HOLBROOK, NY | Previous registration |
| O•••• F•• I••• | Former SEC adviser | Jul 28, 2011 | Dec 22, 2011 | no | SINKING SPRING, PA|CHERRY HILL, NJ|READING, PA | Previous registration |
| 0 |
| Bulk transfer |
| Ibd to ibd |
| O•••• F•• I••• | A••••••• P••••••••• A•••••••• I•• | Dec 22, 2011 | Dec 23, 2011 | 1 | Firm change | Other |