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RIA / WealthAdvisor26 years in industry

TRAVIS LEE COOK

Advisor at RIDGELINE ASSET MANAGEMENT, LLC

DURANGO, CO

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Search this name across graphsid dfx:ria:957504d7-9c16-4f44-0b36-a323850d49ce

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 28, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RIDGELINE ASSET MANAGEMENT, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 16, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Nov 16, 1999
First registration: Apr 28, 2006
Dual registered: no
IAPD individual key: 3019217

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RIDGELINE ASSET MANAGEMENT, LLC	State registered	Dec 3, 2018	n/a	yes	DURANGO, CO	Current employment
WEALTHSOURCE?	Former SEC adviser	Mar 24, 2016	Jun 27, 2019	no	CASTLE ROCK, CO\|CASTLE ROCK, CO	Previous registration
AVANT-GARDE ADVISORS LLC	Former SEC adviser	Apr 26, 2011	Dec 15, 2016	no	CENTENNIAL, CO\|Castle Rock, CO	Previous registration
COOK INVESTMENT MANAGEMENT, LLC	n/a	May 29, 2007	Jul 20, 2011	no	CASTLE ROCK, CO	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Apr 28, 2006	Mar 9, 2007	no	PHOENIX, AZ\|ENGLEWOOD, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WEALTHSOURCE?	RIDGELINE ASSET MANAGEMENT, LLC	Jun 27, 2019	Dec 3, 2018	-206	Firm change after gap	RIA to state RIA
AVANT-GARDE ADVISORS LLC	WEALTHSOURCE?	Dec 15, 2016	Mar 24, 2016	-266	Firm change after gap	Other
COOK INVESTMENT MANAGEMENT, LLC	AVANT-GARDE ADVISORS LLC	Jul 20, 2011	Apr 26, 2011	-85	Firm change after gap	Other
CHARLES SCHWAB & CO., INC.	COOK INVESTMENT MANAGEMENT, LLC	Mar 9, 2007	May 29, 2007	81	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
151527:282202:CO:2016-12-15	Dec 15, 2016	Mar 24, 2016	CASTLE ROCK, CO	Firm change after gap

Relationships

Registered with (5)

→ RIDGELINE ASSET MANAGEMENT, LLCRegistered adviserregistration: current employment
Dec 3, 2018 to presentfactForm ADV
→ WEALTHSOURCE?Registered adviserregistration: previous registration
Mar 24, 2016 to Jun 27, 2019factForm ADV
→ AVANT-GARDE ADVISORS LLCRegistered adviserregistration: previous registration
Apr 26, 2011 to Dec 15, 2016factForm ADV
→ COOK INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 29, 2007 to Jul 20, 2011factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Apr 28, 2006 to Mar 9, 2007factForm ADV

Dated events

No dated event names this entity yet.