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RIA / WealthAdvisor11 years in industry

Richard Thomas Ferguson

Advisor at BEACON CAPITAL MANAGEMENT, LLC

FRANKLIN, TN

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Search this name across graphsid dfx:ria:957a82b8-186e-230c-6663-4fe6c30c841d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 19, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BEACON CAPITAL MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 19, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Feb 19, 2015
First registration: Feb 19, 2015
Dual registered: no
Other names: Tommy Ferguson
IAPD individual key: 6385433

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BEACON CAPITAL MANAGEMENT, LLC	Independent wealth	Oct 6, 2021	n/a	yes	FRANKLIN, TN	Current employment
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Sep 8, 2021	Oct 8, 2021	no	Brentwood, TN	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Sep 23, 2015	Aug 30, 2021	no	NASHVILLE, TN\|NASHVILLE, TN\|NASHVILLE, TN\|MURFREESBORO, TN\|BRENTWOOD, TN\|NASHVILLE, TN\|FRANKLIN, TN\|NASHVILLE, TN\|NASHVILLE, TN\|NASHVILLE, TN\|NASHVILLE, TN\|NASHVILLE, TN\|MURFREESBORO, TN\|BRENTWOOD, TN\|NASHVILLE, TN\|NASHVILLE, TN\|BRENTWOOD, TN\|BRENTWOOD, TN	Previous registration
WADDELL & REED	Former SEC adviser	Feb 19, 2015	Aug 19, 2015	no	MEMPHIS, TN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U.S. BANCORP INVESTMENTS, INC.	BEACON CAPITAL MANAGEMENT, LLC	Oct 8, 2021	Oct 6, 2021	-2	Firm change	Ibd to RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	U.S. BANCORP INVESTMENTS, INC.	Aug 30, 2021	Sep 8, 2021	9	Firm change	Wirehouse to ibd
WADDELL & REED	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Aug 19, 2015	Sep 23, 2015	35	Firm change	Other

Relationships

Registered with (4)

→ BEACON CAPITAL MANAGEMENT, LLCRegistered adviserregistration: current employment
Oct 6, 2021 to presentfactForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Sep 8, 2021 to Oct 8, 2021factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Sep 23, 2015 to Aug 30, 2021factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Feb 19, 2015 to Aug 19, 2015factForm ADV

Dated events

No dated event names this entity yet.