DFX Intelligence

A••• P•••• L•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

A••• P•••• L•••••••

Advisor at J•••••• A••••••• G••••• L••

COVINGTON, KY

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Mar 12, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J•••••• A••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J•••••• A••••••• G••••• L••	Independent wealth	Jul 1, 2025	n/a	yes	COVINGTON, KY	Current employment
C• I••••••••• L••	Independent wealth	Oct 14, 2024	Jun 26, 2025	no	Blue Ash, OH\|Cincinnati, OH\|AUBURN, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C• I••••••••• L••	J•••••• A••••••• G••••• L••	Jun 26, 2025	Jul 1, 2025	5	Firm change	RIA to RIA
C•••••• W••••• M•••••••••	C• I••••••••• L••	Nov 4, 2024	Oct 14, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
172355:292627:OH:2024-11-04	Nov 4, 2024	Oct 14, 2024	CINCINNATI, OH	Firm change

Relationships

Registered with (4)

→ J•••••• A••••••• G••••• L••Registered adviserregistration: current employment
Jul 1, 2025 to presentfactForm ADV
→ C• I••••••••• L••Registered adviserregistration: previous registration
Oct 14, 2024 to Jun 26, 2025factForm ADV
→ C•••••• W••••• M•••••••••Registered adviserregistration: previous registration
Jul 25, 2017 to Nov 4, 2024factForm ADV
→ S•••••••• A••••••• L••

Dated events

Occurred
Jun 26, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 4, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 12, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.