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Advisor at FIRST CITIZENS INVESTOR SERVICES, INC.
RALEIGH, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FIRST CITIZENS INVESTOR SERVICES, INC. | Bd affiliated wealth | Jun 22, 2017 | n/a | yes | RALEIGH, NC | Current employment |
| NFP ADVISOR SERVICES, LLC | Former SEC adviser | Feb 11, 2010 | Dec 31, 2015 | no | SEATTLE, WA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Feb 18, 2004 | Feb 1, 2010 | no | SAN FRANCISCO, CA|SAN FRANCISCO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NFP ADVISOR SERVICES, LLC | FIRST CITIZENS INVESTOR SERVICES, INC. | Dec 31, 2015 | Jun 22, 2017 | 539 | Firm change after gap | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | NFP ADVISOR SERVICES, LLC | Feb 1, 2010 | Feb 11, 2010 | 10 | Firm change | Other |