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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

FINIVI INC.

CRD 292329

WESTBOROUGH, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:958c2f96-c088-9fd0-55fa-658b06aec4bf

Data as of Jul 8, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 4
On other graphs: 0
Observed: Jan 18, 2018 to Jul 8, 2026
46 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $308MItem 5.F on the latest filing (2026-07-08); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $285M
Private client RAUM: $308MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor: $44.1Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 10
Advisory employees: 9
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,293
Individual clients: 610
High net worth clients: 73
SEC number: 801-112470
CRD: 292329
Filings on the tape: 46
First filed: Jan 18, 2018
Latest filed: Jul 8, 2026
Organised: Corporation, MA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ERIC CLEMENT JANSEN	Chartered Financial Consultant	WESTBOROUGH, MA	8	39	1	no
STEVEN CRAIG JOHNSON	Chartered Financial Consultant	WESTBOROUGH, MA	8	37	1	no
JOSEPH FRANCIS WILLWERTH	Chartered Financial Consultant	WESTBOROUGH, MA	8	35	1	no
FREDERICK MARK LANE	Chartered Financial Consultant	WESTBOROUGH, MA	8	33	1	no
KATIE ELIZABETH MOORE	n/a	WESTBOROUGH, MA	8	14	1	no
Jack Rufo	n/a	WESTBOROUGH, MA	1	11	n/a	no
Evan Fischthal	n/a	WESTBOROUGH, MA	0	10	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
JANSEN, ERIC, CLEMENT	FOUNDER, PRESIDENT, CHIEF INVESTMENT OFFICER AND CHIEF COMPLIANCE OFFICER	D	yes	03/2018	Mar 14, 2018	Feb 29, 2024
JOHNSON, STEVEN, CRAIG	Principal	C	yes	03/2018	Mar 14, 2018	Feb 29, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 8 of 9

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 5, 2026	$308M	$285M	8	8	n/a	n/a
2024	Apr 14, 2025	$258M	$237M	7	7	n/a	n/a
2023	Feb 29, 2024	$216M	$192M	8	8	n/a	n/a
2022	Mar 13, 2023	$191M	$171M	8	8	n/a	n/a
2021	Feb 3, 2022	$223M	$202M	8	8	n/a	n/a
2020	Mar 4, 2021	$182M	$168M	7	6	n/a	n/a
2019	Jan 23, 2020	$132M	$132M	7	6	n/a	n/a
2018	Feb 22, 2019	$104M	$104M	6	6	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$308M	$258M	19.4%	$191M	17.4%	10	7	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SIGNATOR INVESTORS, INC.	5	Mar 14, 2018	Mar 19, 2018	WESTBOROUGH, MA	Team lift out	Other	0.5%

Relationships

Registered with (14)

← Evan FischthalAdvisorregistration: current employment
Jun 9, 2026 to presentfactForm ADV
← Jack RufoAdvisorregistration: current employment
May 15, 2025 to presentfactForm ADV
← STEVEN CRAIG JOHNSONAdvisorregistration: current employment
Mar 19, 2018 to presentfactForm ADV
← JOSEPH FRANCIS WILLWERTHAdvisorregistration: current employment
Mar 19, 2018 to presentfactForm ADV
← FREDERICK MARK LANEAdvisorregistration: current employment
Mar 19, 2018 to presentfactForm ADV
← KATIE ELIZABETH MOOREAdvisorregistration: current employment
Mar 19, 2018 to presentfactForm ADV
← ERIC CLEMENT JANSENAdvisorregistration: current employment
Mar 14, 2018 to presentfactForm ADV
← DANIELLE DREWAdvisorregistration: previous registration
Aug 31, 2021 to Jun 7, 2022factForm ADV
← JUSTIN ANTHONY GIULIANOAdvisorregistration: previous registration
Apr 8, 2019 to Jan 11, 2022factForm ADV
← RANA L CHOUBAHAdvisorregistration: previous registration
Jan 30, 2020 to Jun 30, 2021factForm ADV
← MATTHEW Edward CLEARYAdvisorregistration: previous registration
Aug 15, 2019 to Dec 6, 2019factForm ADV
← CHRISTOPHER SMITHAdvisorregistration: previous registration
Mar 26, 2019 to Jun 4, 2019factForm ADV
← Kieran Patrick LaveryAdvisorregistration: previous registration
Oct 31, 2018 to Jan 17, 2019factForm ADV
← HERBERT DWAYNE KYLESAdvisorregistration: previous registration
Mar 19, 2018 to Oct 10, 2018factForm ADV

Controls (2)

← JANSEN, ERIC, CLEMENTOwnerFOUNDER, PRESIDENT, CHIEF INVESTMENT OFFICER AND CHIEF COMPLIANCE OFFICER, ownership code D, individual
Mar 14, 2018 to Feb 29, 2024factForm ADV
← JOHNSON, STEVEN, CRAIGOwnerPRINCIPAL, ownership code C, individual
Mar 14, 2018 to Feb 29, 2024factForm ADV

Moved with (1)

← SIGNATOR INVESTORS, INC.Registered adviser5 advisors, team lift out, same day
Mar 14, 2018 to Mar 19, 2018factForm ADV

Dated events

Occurred
Jun 7, 2022
Advisor changed firm
Danielle Drew left Finivi Inc. for Cetera Investment Advisers Llc (registered 2024-03-21)
Form ADVobserved 4 days ago
Occurred
Jan 11, 2022
Advisor changed firm
Justin Anthony Giuliano left Finivi Inc. for Cetera Investment Advisers Llc (registered 2024-03-21)
Form ADVobserved 4 days ago
Occurred
Mar 14, 2018
Succession filed (Item 4)
Sebastian Advisors, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 4 days ago
Occurred
Jan 18, 2018
First Form ADV filing
Sebastian Advisors, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:958c2f96-c088-9fd0-55fa-658b06aec4bf
First observed: Jan 18, 2018
Last observed: Jul 8, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FINIVI INC.

CRD 292329

WESTBOROUGH, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:958c2f96-c088-9fd0-55fa-658b06aec4bf

Data as of Jul 8, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:54 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ERIC CLEMENT JANSEN

Chartered Financial Consultant

WESTBOROUGH, MA

STEVEN CRAIG JOHNSON

Chartered Financial Consultant

WESTBOROUGH, MA

JOSEPH FRANCIS WILLWERTH

Chartered Financial Consultant

WESTBOROUGH, MA

FREDERICK MARK LANE

Chartered Financial Consultant

WESTBOROUGH, MA

KATIE ELIZABETH MOORE

n/a

WESTBOROUGH, MA

Jack Rufo

n/a

WESTBOROUGH, MA

n/a

Evan Fischthal

n/a

WESTBOROUGH, MA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

JANSEN, ERIC, CLEMENT

FOUNDER, PRESIDENT, CHIEF INVESTMENT OFFICER AND CHIEF COMPLIANCE OFFICER

yes

03/2018

Mar 14, 2018

Feb 29, 2024

JOHNSON, STEVEN, CRAIG

Principal

yes

03/2018

Mar 14, 2018

Feb 29, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 5, 2026

$308M

$285M

n/a

2024

Apr 14, 2025

$258M

$237M

n/a

2023

Feb 29, 2024

$216M

$192M

n/a

2022

Mar 13, 2023

$191M

$171M

n/a

2021

Feb 3, 2022

$223M

$202M

n/a

2020

Mar 4, 2021

$182M

$168M

n/a

2019

Jan 23, 2020

$132M

n/a

2018

Feb 22, 2019

$104M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$308M

$258M

19.4%

$191M

17.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SIGNATOR INVESTORS, INC.

Mar 14, 2018

Mar 19, 2018

WESTBOROUGH, MA

Team lift out

Other

0.5%