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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)13 years in industry

CHRISTOPHER SMITH

Advisor at CITIZENS SECURITIES, INC.

JOHNSTON, RI | SHREWSBURY, MA | WESTBOROUGH, MA

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Search this name across graphsid dfx:ria:fb0668de-af44-cf13-743c-c6f0fa9be827

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Oct 24, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CITIZENS SECURITIES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Oct 23, 2018
First registration: Oct 24, 2018
Dual registered: yes, broker-dealer
Other names: Christopher S. Smith|Christopher Smith|Christopher Scott Smith
IAPD individual key: 6985727

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CITIZENS SECURITIES, INC.	Bd affiliated wealth	May 27, 2025	n/a	yes	SHREWSBURY, MA\|WESTBOROUGH, MA\|JOHNSTON, RI	Current employment
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	Jun 12, 2025	no	BOSTON, MA\|AUBURN, MA\|SMITHFIELD, RI	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Oct 18, 2022	Mar 31, 2025	no	LITTLETON, MA	Previous registration
CITIZENS SECURITIES, INC.	Bd affiliated wealth	Aug 7, 2019	Aug 3, 2022	no	LITTLETON, MA\|Hudson, MA\|HUDSON, NH\|JOHNSTON, RI\|JOHNSTON, RI\|WESTWOOD, MA	Previous registration
FINIVI INC.	Independent wealth	Mar 26, 2019	Jun 4, 2019	no	WESTBOROUGH, MA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 24, 2018	Mar 20, 2019	no	RIVERSIDE, RI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STRATEGIC ADVISERS LLC	CITIZENS SECURITIES, INC.	Jun 12, 2025	May 27, 2025	-16	Firm change	Ibd to ibd
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
CITIZENS SECURITIES, INC.	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Aug 3, 2022	Oct 18, 2022	76	Firm change	Ibd to ibd
FINIVI INC.	CITIZENS SECURITIES, INC.	Jun 4, 2019	Aug 7, 2019	64	Firm change	RIA to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	FINIVI INC.	Mar 20, 2019	Mar 26, 2019	6	Firm change	Wirehouse to RIA

Relationships

Registered with (5)

→ CITIZENS SECURITIES, INC.Registered adviserregistration: previous registration
Aug 7, 2019 to Aug 3, 2022factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Mar 31, 2025 to Jun 12, 2025factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Oct 18, 2022 to Mar 31, 2025factForm ADV
→ FINIVI INC.Registered adviserregistration: previous registration
Mar 26, 2019 to Jun 4, 2019factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 24, 2018 to Mar 20, 2019factForm ADV

Dated events

Occurred
Jun 12, 2025
Advisor changed firm
Christopher Smith left Strategic Advisers Llc for Citizens Securities, Inc. (registered 2025-05-27)
Form ADVobserved 5 days ago
Occurred
Aug 3, 2022
Advisor changed firm
Christopher Smith left Citizens Securities, Inc. for Fidelity Personal And Workplace Advisors (registered 2022-10-18)
Form ADVobserved 5 days ago