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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

NORTH SHORE PRIVATE ASSET MANAGEMENT, LLC

CRD 130132

LAKE FOREST, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:959f24ce-752c-8f33-1abc-cc8d90114d3f

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 1
On other graphs: 0
Observed: Mar 27, 2012 to Mar 30, 2026
29 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.6 fund_share=0.0 institutional_share=0.31 related_bd=false related_bank=false bd_reps=1.0
Regulatory AUM: $573MItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $571M
Private client RAUM: $344MderivedItem 5.D individuals plus high net worth individuals
Private client share: 60%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $143Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 449
Individual clients: 80
High net worth clients: 128
SEC number: 801-92175
CRD: 130132
Filings on the tape: 29
First filed: Mar 27, 2012
Latest filed: Mar 30, 2026
Organised: Limited Liability Company, IL

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DAVID H MELSHEIMER	Chartered Financial Analyst	LAKE FOREST, IL	14	22	3	no
MARK FRANCIS SARAN	n/a	LAKE FOREST, IL	11	45	5	yes
WILLIAM NEWTON GREGG	n/a	LAKE FOREST, IL	10	37	5	no
Mark Francis Saran	n/a	LAKE FOREST, IL	3	13	3	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MELSHEIMER, DAVID, H	PRESIDENT AND CHIEF INVESTMENT OFFICER AND CHIEF COMPLIANCE OFFICER	E	yes	01/2004	Mar 27, 2012	Mar 30, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$573M	$571M	4	4	0	n/a	n/a
2024	Mar 29, 2025	$475M	$473M	4	4	0	n/a	n/a
2023	Mar 30, 2024	$395M	$395M	5	4	0	n/a	n/a
2022	Mar 31, 2023	$349M	$349M	4	3	0	n/a	n/a
2021	Mar 30, 2022	$305M	$305M	4	3	0	n/a	n/a
2020	Apr 1, 2021	$329M	$329M	4	3	0	n/a	n/a
2019	Mar 30, 2020	$255M	$255M	4	3	0	n/a	n/a
2018	Mar 20, 2019	$186M	$186M	4	3	0	n/a	n/a
2017	Mar 30, 2018	$181M	$181M	4	3	0	n/a	n/a
2016	Mar 24, 2017	$123M	$123M	4	3	n/a	n/a	n/a
2015	Mar 28, 2016	$119M	$119M	4	3	n/a	n/a	n/a
2011	Mar 27, 2012	$79.4M	$79.4M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$573M	$475M	20.7%	$349M	17.9%	4	4	0	0

Relationships

Registered with (4)

← Mark Francis SaranAdvisorregistration: current employment
Apr 24, 2023 to presentfactForm ADV
← WILLIAM NEWTON GREGGAdvisorregistration: previous registration
Jul 8, 2016 to Dec 31, 2022factForm ADV
← MARK FRANCIS SARANAdvisorregistration: previous registration
Apr 8, 2015 to Dec 31, 2022factForm ADV
← DAVID H MELSHEIMERAdvisorregistration: previous registration
Jul 3, 2012 to Dec 31, 2022factForm ADV

Controls (1)

← MELSHEIMER, DAVID, HOwnerPRESIDENT AND CHIEF INVESTMENT OFFICER AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 27, 2012 to Mar 30, 2024factForm ADV

Dated events

Occurred
Apr 8, 2015
First Form ADV filing
North Shore Private Asset Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:959f24ce-752c-8f33-1abc-cc8d90114d3f
First observed: Mar 27, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NORTH SHORE PRIVATE ASSET MANAGEMENT, LLC

CRD 130132

LAKE FOREST, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:959f24ce-752c-8f33-1abc-cc8d90114d3f

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:14 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DAVID H MELSHEIMER

Chartered Financial Analyst

LAKE FOREST, IL

MARK FRANCIS SARAN

n/a

LAKE FOREST, IL

yes

WILLIAM NEWTON GREGG

n/a

LAKE FOREST, IL

Mark Francis Saran

n/a

LAKE FOREST, IL

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MELSHEIMER, DAVID, H

PRESIDENT AND CHIEF INVESTMENT OFFICER AND CHIEF COMPLIANCE OFFICER

yes

01/2004

Mar 27, 2012

Mar 30, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$573M

$571M

n/a

2024

Mar 29, 2025

$475M

$473M

n/a

2023

Mar 30, 2024

$395M

n/a

2022

Mar 31, 2023

$349M

n/a

2021

Mar 30, 2022

$305M

n/a

2020

Apr 1, 2021

$329M

n/a

2019

Mar 30, 2020

$255M

n/a

2018

Mar 20, 2019

$186M

n/a

2017

Mar 30, 2018

$181M

n/a

2016

Mar 24, 2017

$123M

n/a

2015

Mar 28, 2016

$119M

n/a

2011

Mar 27, 2012

$79.4M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$573M

$475M

20.7%

$349M

17.9%