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RIA / WealthAdvisor13 years in industry

Mark Francis Saran

Advisor at NORTH SHORE PRIVATE ASSET MANAGEMENT, LLC

LAKE FOREST, IL

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Search this name across graphsid dfx:ria:e79db4c3-a2e9-1969-58e4-70504c960115

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 19, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NORTH SHORE PRIVATE ASSET MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 15, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Apr 15, 2013
First registration: Apr 19, 2013
Dual registered: no
Other names: MARK FRANCIS SARAN|MARK F SARAN|MARK FRANCIS SARAN|MARK FRANCIS SARAN
IAPD individual key: 6155443

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NORTH SHORE PRIVATE ASSET MANAGEMENT, LLC	Independent wealth	Apr 24, 2023	n/a	yes	LAKE FOREST, IL	Current employment
NEUBERGER BERMAN BD LLC	No RAUM reported	Oct 7, 2014	Jul 18, 2018	no	CHICAGO, IL	Previous registration
INVESCO ADVISERS, INC.	Asset manager	Aug 28, 2013	Sep 26, 2014	no	ATLANTA, GA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Apr 19, 2013	Aug 5, 2013	no	NORTHBROOK, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NEUBERGER BERMAN BD LLC	NORTH SHORE PRIVATE ASSET MANAGEMENT, LLC	Jul 18, 2018	Apr 24, 2023	1,741	Firm change after gap	Other
INVESCO ADVISERS, INC.	NEUBERGER BERMAN BD LLC	Sep 26, 2014	Oct 7, 2014	11	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	INVESCO ADVISERS, INC.	Aug 5, 2013	Aug 28, 2013	23	Firm change	Other

Relationships

Registered with (4)

→ NORTH SHORE PRIVATE ASSET MANAGEMENT, LLCRegistered adviserregistration: current employment
Apr 24, 2023 to presentfactForm ADV
→ NEUBERGER BERMAN BD LLCRegistered adviserregistration: previous registration
Oct 7, 2014 to Jul 18, 2018factForm ADV
→ INVESCO ADVISERS, INC.Registered adviserregistration: previous registration
Aug 28, 2013 to Sep 26, 2014factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Apr 19, 2013 to Aug 5, 2013factForm ADV

Dated events

No dated event names this entity yet.