DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

MICHAEL THOMAS PRIOR

Advisor at PFG ADVISORS

PEORIA, AZ | Phoenix, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:95aa95ac-443a-8a3b-39b8-7faee1461169

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 10, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PFG ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Sep 1, 1995
First registration: Jun 10, 2002
Dual registered: yes, broker-dealer
Other names: MIKE PRIOR
IAPD individual key: 2646460

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PFG ADVISORS	Independent wealth	Mar 16, 2015	n/a	yes	PEORIA, AZ\|Phoenix, AZ	Current employment
CUE FINANCIAL GROUP, INC.	Former SEC adviser	Feb 27, 2018	Dec 31, 2018	no	PEORIA, AZ	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 28, 2009	Sep 8, 2016	no	PEORIA, AZ\|PEORIA, AZ\|PHOENIX, AZ\|PHOENIX, AZ\|PHOENIX, AZ\|SAN DIEGO, CA	Previous registration
CUE FINANCIAL GROUP, INC.	Former SEC adviser	Apr 28, 2005	Jan 21, 2009	no	PHOENIX, AZ\|PHOENIX, AZ	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Jun 10, 2002	Jan 20, 2005	no	SCOTTSDALE, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CUE FINANCIAL GROUP, INC.	n/a	Dec 31, 2018	n/a	n/a	Departure no registered destination	Departure
LPL FINANCIAL LLC	PFG ADVISORS	Sep 8, 2016	Mar 16, 2015	-542	Firm change after gap	Other
CUE FINANCIAL GROUP, INC.	LPL FINANCIAL LLC	Jan 21, 2009	Jan 28, 2009	7	Firm change	Other
CETERA ADVISOR NETWORKS LLC	CUE FINANCIAL GROUP, INC.	Jan 20, 2005	Apr 28, 2005	98	Firm change	Other

Relationships

Registered with (4)

→ PFG ADVISORSRegistered adviserregistration: current employment
Mar 16, 2015 to presentfactForm ADV
→ CUE FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Feb 27, 2018 to Dec 31, 2018factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jan 28, 2009 to Sep 8, 2016factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Jun 10, 2002 to Jan 20, 2005factForm ADV

Dated events

No dated event names this entity yet.