DFX Intelligence

W•••••• R••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor34 years in industry

W•••••• R••• G•••••

Advisor at C•••• I••••••••• M••••••••• L••

HOUSTON, TX

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Search this name across graphsid dfx:ria:95ac8f44-3c28-5839-4789-c38bfe0671f5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 26, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••• I••••••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 19, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••• I••••••••• M••••••••• L••	Independent wealth	Apr 4, 2022	n/a	yes	HOUSTON, TX	Current employment
F••••• I•••••••••	Independent wealth	Jan 15, 2021	Mar 14, 2022	no	PLANO, TX\|PLANO, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••• I•••••••••	C•••• I••••••••• M••••••••• L••	Mar 14, 2022	Apr 4, 2022	21	Firm change	RIA to RIA
T• A••••••••• I•••	T• A••••••••• I••••••••• M••••••••• L••	Jan 11, 2021	May 16, 2006

Team moves

••• Locked

Team	Left	Joined	From	Kind
7870:111514:TX:2021-01-11	Jan 11, 2021	May 16, 2006	SOUTHLAKE, TX	Firm change after gap
111514:107342:TX:2020-12-31	Dec 31, 2020	Jan 15, 2021	SOUTHLAKE, TX	Firm change

Relationships

Registered with (4)

→ C•••• I••••••••• M••••••••• L••Registered adviserregistration: current employment
Apr 4, 2022 to presentfactForm ADV
→ F••••• I•••••••••Registered adviserregistration: previous registration
Jan 15, 2021 to Mar 14, 2022factForm ADV
→ T• A••••••••• I•••Registered adviserregistration: previous registration
Apr 26, 2004 to Jan 11, 2021factForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••

Dated events

Occurred
Mar 14, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:95ac8f44-3c28-5839-4789-c38bfe0671f5
First observed: Apr 26, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.