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Advisor at CHARLES SCHWAB & CO., INC.
Westlake, TX | Omaha, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | National bd RIA | Oct 4, 2022 | n/a | yes | Omaha, NE|Westlake, TX | Current employment |
| TD AMERITRADE, INC. | Former SEC adviser | Feb 19, 2010 | Oct 14, 2022 | no | OMAHA, NE|Westlake, TX|FORT WORTH, TX|FORT WORTH, TX|Westlake, TX|Southlake, TX|OMAHA, NE|Westlake, TX | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Jan 20, 2010 | Feb 11, 2010 | no | FT. WORTH, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TD AMERITRADE, INC. | CHARLES SCHWAB & CO., INC. | Oct 14, 2022 | Oct 4, 2022 | -10 | Channel change | Other |
| CHASE INVESTMENT SERVICES CORP. | TD AMERITRADE, INC. | Feb 11, 2010 | Feb 19, 2010 | 8 | Firm change | Other |