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Advisor at JUNCTURE WEALTH STRATEGIES, LLC
SCOTTSDALE, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| JUNCTURE WEALTH STRATEGIES, LLC | Independent wealth | Sep 21, 2018 | n/a | yes | SCOTTSDALE, AZ | Current employment |
| HERITAGE WEALTH MANAGEMENT, LLC | Former SEC adviser | Jul 24, 2017 | Dec 14, 2018 | no | PHOENIX, AZ | Previous registration |
| JUNCTURE WEALTH STRATEGIES, LLC | Former SEC adviser | Jul 24, 2017 | Nov 16, 2018 | no | SCOTTSDALE, AZ | Previous registration |
| JUNCTURE WEALTH STRATEGIES, LLC | Former SEC adviser | Aug 14, 2013 | Aug 17, 2017 | no | SCOTTSDALE, AZ | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | May 2, 2006 | Aug 28, 2008 | no | SCOTTSDALE, AZ | Previous registration |
| BANC ONE SECURITIES CORPORATION | n/a | Sep 10, 2003 | Mar 2, 2006 | no | SCOTTSDALE, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HERITAGE WEALTH MANAGEMENT, LLC | JUNCTURE WEALTH STRATEGIES, LLC | Dec 14, 2018 | Sep 21, 2018 | -84 | Firm change after gap | RIA to RIA |
| JUNCTURE WEALTH STRATEGIES, LLC | HERITAGE WEALTH MANAGEMENT, LLC | Nov 16, 2018 | Jul 24, 2017 | -480 | Firm change after gap | Other |
| JUNCTURE WEALTH STRATEGIES, LLC | JUNCTURE WEALTH STRATEGIES, LLC | Aug 17, 2017 | Jul 24, 2017 | -24 | Channel change | Other |
| WELLS FARGO INVESTMENTS, LLC | JUNCTURE WEALTH STRATEGIES, LLC | Aug 28, 2008 | Aug 14, 2013 | 1,812 | Firm change after gap | Other |
| BANC ONE SECURITIES CORPORATION | WELLS FARGO INVESTMENTS, LLC | Mar 2, 2006 | May 2, 2006 | 61 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 287909:298110:AZ:2018-12-14 | Dec 14, 2018 | Sep 21, 2018 | PHOENIX, AZ | Firm change after gap |
| 287908:287909:AZ:2018-11-16 | Nov 16, 2018 | Jul 24, 2017 | SCOTTSDALE, AZ | Firm change after gap |
| 155175:287908:AZ:2017-08-17 | Aug 17, 2017 | Jul 24, 2017 | SCOTTSDALE, AZ | Firm change |