DFX Intelligence

M••• A• B••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

M••• A• B••••••••

Advisor at E••••• J••••

CORAL GABLES, FL

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Search this name across graphsid dfx:ria:95b8d971-b1c7-6fef-ff6b-e583a4da08f2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 4
On other graphs: 0
Observed: Jul 8, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• J••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: May 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• J••••	National bd RIA	Aug 28, 2026	n/a	yes	CORAL GABLES, FL	Current employment
G••••• W••••• A•••••••	Independent wealth	Mar 6, 2025	Aug 27, 2026	no	MIAMI, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• W••••• A•••••••	E••••• J••••	Aug 27, 2026	Aug 28, 2026	1	Firm change	RIA to ibd
L•• F•••••••• L••	G••••• W••••• A•••••••	Dec 24, 2024	Mar 6, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
250:149018:TX:2020-09-01	Sep 22, 2020	Sep 18, 2020	WICHITA FALLS, TX	Firm change

Relationships

Registered with (5)

→ E••••• J••••Registered adviserregistration: previous registration
Jul 8, 2015 to Sep 22, 2020factForm ADV
→ G••••• W••••• A•••••••Registered adviserregistration: previous registration
Mar 6, 2025 to Aug 27, 2026factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Dec 5, 2022 to Dec 24, 2024factForm ADV
→ A•••• C•••••• L••

Dated events

Occurred
Aug 27, 2026
Advisor changed firm
M••• A• B•••••••• left G••••• W••••• A••••••• for E••••• J•••• (registered 2026-08-28)
Form ADVobserved 7 days ago
Occurred
Dec 24, 2024
Advisor changed firm
M••• A• B•••••••• left L•• F•••••••• L•• for G••••• W••••• A••••••• (registered 2025-03-06)
Form ADVobserved 7 days ago
Occurred
Dec 17, 2024
Advisor changed firm
M••• A• B•••••••• left A•••• C•••••• L•• for L•• F•••••••• L•• (registered 2022-12-05)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:95b8d971-b1c7-6fef-ff6b-e583a4da08f2
First observed: Jul 8, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.