DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Mark A Barefield

Edward Jonesnational BDCoral Gables, Fldual registrantIAPD 6481913

Feed of 09/14/2026

Also filed as Mark Barefield

At current firm

0 y

since Aug 28, 2026

In the industry

12 y

since May 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Edward Jones national BD current
since Aug 28, 2026 · Coral Gables, Fl
Guerra Wealth Advisors independent RIA
Mar 6, 2025 to Aug 27, 2026 · Miami, Fl
LPL Financial LLC BD affiliated
Dec 5, 2022 to Dec 24, 2024 · Wichita Falls, Tx
Alpha Capital LLC state registered
Nov 10, 2022 to Dec 17, 2024 · Lubbock, Tx
Raymond James Financial Services Advisors, Inc BD affiliated
Sep 18, 2020 to Dec 21, 2022 · Wichita Falls, Tx
Edward Jones national BD
Jul 8, 2015 to Sep 22, 2020 · Burkburnett, Tx

Moves

a registration end followed by a registration begin elsewhere

Guerra Wealth Advisors to Edward Jones
left Aug 27, 2026, registered Aug 28, 2026 (1 days) · RIA to affiliated broker-dealer or bank
LPL Financial LLC to Guerra Wealth Advisors
left Dec 24, 2024, registered Mar 6, 2025 (72 days) · Affiliated broker-dealer or bank to independent RIA
Alpha Capital LLC to LPL Financial LLC
left Dec 17, 2024, registered Dec 5, 2022 (-743 days) · Other
Raymond James Financial Services Advisors, Inc to Alpha Capital LLC
left Dec 21, 2022, registered Nov 10, 2022 (-41 days) · Affiliated broker-dealer or bank to a state-registered adviser
Edward Jones to Raymond James Financial Services Advisors, Inc
left Sep 22, 2020, registered Sep 18, 2020 (-4 days) · Affiliated broker-dealer or bank to another · moved with a team

Signals

Mark A Barefield left Guerra Wealth Advisors for Edward Jones (registered 2026-08-28)
Aug 27, 2026 · Advisor changed firm · fact
Mark A Barefield left Lpl Financial Llc for Guerra Wealth Advisors (registered 2025-03-06)
Dec 24, 2024 · Advisor changed firm · fact
Mark A Barefield left Alpha Capital Llc for Lpl Financial Llc (registered 2022-12-05)
Dec 17, 2024 · Advisor changed firm · fact
Mark A Barefield left Raymond James Financial Services Advisors, Inc for Alpha Capital Llc (registered 2022-11-10)
Dec 21, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address