DFX Intelligence

S• J•••••• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

S• J•••••• F•••••

Advisor at C••• R••••••••• P••• A••••••• S•••••••

••• Locked

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Search this name across graphsid dfx:ria:95c11fff-4905-472a-9e12-92dd70e7efa7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Dec 8, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• R••••••••• P••• A••••••• S•••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Dec 8, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Current registrations: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• I••••••••• A••••••• S•••••••• L••	Institutional manager	Jan 7, 2020	n/a	yes	Cumberland, MD\|CLEVELAND, OH	Current employment
C••• R••••••••• P••• A••••••• S•••••••	Institutional manager	Nov 1, 2013	n/a	yes	CUMBERLAND, MD

Relationships

Registered with (2)

→ C••• I••••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Jan 7, 2020 to presentfactForm ADV
→ C••• R••••••••• P••• A••••••• S•••••••Registered adviserregistration: current employment
Nov 1, 2013 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:95c11fff-4905-472a-9e12-92dd70e7efa7
First observed: Dec 8, 2008
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.