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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

DANA HARRIS WILTSEY STALLINGS

Advisor at CETERA INVESTMENT ADVISERS LLC

MUNCIE, IN

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Search this name across graphsid dfx:ria:95dc02bb-759d-3cee-f993-55cff0489be9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 2, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jun 1, 2005
First registration: Jun 2, 2005
Dual registered: yes, broker-dealer
Other names: DANIEL H. W. STALLINGS
IAPD individual key: 4942231

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Nov 12, 2020	n/a	yes	MUNCIE, IN\|MUNCIE, IN	Current employment
FIRST ALLIED ADVISORY SERVICES, INC.	Former SEC adviser	Sep 1, 2020	Nov 12, 2020	no	MUNCIE, IN	Previous registration
AMERICAN PORTFOLIOS ADVISORS, INC	Former SEC adviser	Aug 9, 2012	Sep 2, 2020	no	HOLBROOK, NY	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	Jul 3, 2007	Aug 13, 2012	no	INDIANAPOLIS, IN\|MUNCIE, IN	Previous registration
THRIVENT INVESTMENT MANAGEMENT INC.	Bd affiliated wealth	Jun 2, 2005	Aug 1, 2006	no	INDIANAPOLIS, IN\|Carmel, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIRST ALLIED ADVISORY SERVICES, INC.	CETERA INVESTMENT ADVISERS LLC	Nov 12, 2020	Nov 12, 2020	0	Bulk transfer	Ibd to ibd
AMERICAN PORTFOLIOS ADVISORS, INC	FIRST ALLIED ADVISORY SERVICES, INC.	Sep 2, 2020	Sep 1, 2020	-1	Firm change	RIA to ibd
NEW ENGLAND SECURITIES CORPORATION	AMERICAN PORTFOLIOS ADVISORS, INC	Aug 13, 2012	Aug 9, 2012	-4	Firm change	Other
THRIVENT INVESTMENT MANAGEMENT INC.	NEW ENGLAND SECURITIES CORPORATION	Aug 1, 2006	Jul 3, 2007	336	Firm change	Other

Relationships

Registered with (5)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Nov 12, 2020 to presentfactForm ADV
→ FIRST ALLIED ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Sep 1, 2020 to Nov 12, 2020factForm ADV
→ AMERICAN PORTFOLIOS ADVISORS, INCRegistered adviserregistration: previous registration
Aug 9, 2012 to Sep 2, 2020factForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jul 3, 2007 to Aug 13, 2012factForm ADV
→ THRIVENT INVESTMENT MANAGEMENT INC.Registered adviserregistration: previous registration
Jun 2, 2005 to Aug 1, 2006factForm ADV

Dated events

No dated event names this entity yet.