DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Dana Harris Wiltsey Stallings
Feed of 09/14/2026
Also filed as Daniel H. W. Stallings
At current firm
5 y
since Nov 12, 2020
In the industry
21 y
since Jun 1, 2005 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cetera Investment Advisers LLC BD affiliated currentsince Nov 12, 2020 · Muncie, In
- First Allied Advisory Services, Inc. formerSep 1, 2020 to Nov 12, 2020 · Muncie, In
- American Portfolios Advisors, Inc formerAug 9, 2012 to Sep 2, 2020 · Holbrook, Ny
- New England Securities Corporation formerJul 3, 2007 to Aug 13, 2012 · Indianapolis, In
- Thrivent Investment Management Inc. BD affiliatedJun 2, 2005 to Aug 1, 2006 · Indianapolis, In
Moves
a registration end followed by a registration begin elsewhere
- First Allied Advisory Services, Inc. to Cetera Investment Advisers LLCleft Nov 12, 2020, registered Nov 12, 2020 (0 days) · corporate re-registration, not a move
- American Portfolios Advisors, Inc to First Allied Advisory Services, Inc.left Sep 2, 2020, registered Sep 1, 2020 (-1 days) · RIA to affiliated broker-dealer or bank
- New England Securities Corporation to American Portfolios Advisors, Incleft Aug 13, 2012, registered Aug 9, 2012 (-4 days) · Other
- Thrivent Investment Management Inc. to New England Securities Corporationleft Aug 1, 2006, registered Jul 3, 2007 (336 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address