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CRD 154779
SAN FRANCISCO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| P•••• P•••• C•••••• M•••••• L• | Hedge Fund | $4.9M | Mar 22, 2019 | 84 | Mar 29, 2012 | reported | 021-76156 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| B••••••• A••••••• P•• | MANAGING MEMBER; | D | yes | 02/2005 | Mar 29, 2012 | Mar 22, 2019 |
| M••••••• R•••• S••••••••• | Member | C | yes | 02/2005 | Mar 29, 2012 | Mar 22, 2019 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| A•••••••• A•••• C•••••• P••••••• L• | n/a | Former SEC adviser | $521M | N | yes | n/a |
| A•••••••• A•••• C•••••• G• L•• | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2018 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2018 | $4.9M | $196M | -97.5% | $251M | -73.0% | 3 | 6 | 0 | 0 |
| CHIEF COMPLIANCE OFFICER |
| Na |
| no |
| 05/2014 |
| May 12, 2014 |
| Mar 22, 2019 |
| n/a |
| n/a |
| n/a |
| N |
| yes |
| n/a |
| $4.9M |
| $4.9M |
| 3 |
| 2 |
| 0 |
| 1 |
| $4.9M |
| 2017 | Mar 21, 2018 | $196M | $196M | 6 | 4 | 0 | 1 | $196M |
| 2016 | Mar 31, 2017 | $230M | $230M | 6 | 4 | n/a | 1 | $230M |
| 2015 | Mar 21, 2016 | $251M | $251M | 6 | 4 | n/a | 1 | $284M |
| 2014 | Mar 24, 2015 | $284M | $284M | 8 | 5 | n/a | 1 | $284M |
| 2013 | Mar 26, 2014 | $246M | $246M | 6 | 4 | n/a | 1 | $246M |
| 2012 | Mar 27, 2013 | $198M | $198M | 5 | 3 | n/a | 1 | $198M |
| 2011 | Mar 29, 2012 | $221M | $221M | n/a | n/a | n/a | 1 | $221M |