DFX Intelligence

A•••••••• A•••• C•••••• P••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

A•••••••• A•••• C•••••• P••••••• L•

CRD 297816

SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:b408785d-7297-8461-c399-6746be46056f

Data as of Mar 17, 2025 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 6
On other graphs: 0
Observed: Mar 29, 2019 to Mar 17, 2025
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $521M••• Locked
Discretionary RAUM: $521M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A•••••••• A•••• C•••••• L•	Hedge Fund	$370M	Mar 25, 2024	49	Jun 29, 2018	reported	021-314080
A•••••••• A•••• E••••••• L••• L•	Hedge Fund	$132M	Mar 25, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••••• A•••• C•••••• P••••••• L••	GENERAL PARTNER	Na	yes	06/2018	Mar 29, 2019	Mar 25, 2024
B•••••• 2••• E••••• F••••• T••••	LIMITED PARTNER	B	yes	06/2018	Mar 29, 2019	Mar 25, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A•••••••• A•••• C•••••• G• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$521M	$543M	-4.0%	$742M	-11.1%	6	7	0	0

Relationships

Advises (2)

→ A•••••••• A•••• C•••••• L•Private fundHedge Fund, IA
Jun 29, 2018 to presentfactForm ADV
→ A•••••••• A•••• E••••••• L••• L•Private fundHedge Fund, IA
Mar 23, 2022 to presentfactForm ADV

Affiliated with (1)

← PIVOT POINT CAPITAL PARTNERS, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV

Controls (5)

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 28, 2023
Regulatory AUM changed
A•••••••• A•••• C•••••• P••••••• L• reported RAUM $492.9M, down 34% from $741.7M (2022-03-31 to 2023-03-28)
Form ADVobserved 7 days ago
$-249M
Occurred
Mar 23, 2022
Regulatory AUM changed
A•••••••• A•••• C•••••• P••••••• L• reported RAUM $741.7M, up 38% from $537.2M (2021-08-02 to 2022-03-23)
Form ADVobserved 7 days ago
$205M
Occurred
Aug 2, 2021
Control person joined
George Joseph Welsh (Chief Compliance Officer) appeared on Schedule A of A•••••••• A•••• C•••••• P••••••• L•
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b408785d-7297-8461-c399-6746be46056f
First observed: Mar 29, 2019
Last observed: Mar 17, 2025 18 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.