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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

BELINDA GAIL GANTZ

Advisor at ROBERT W. BAIRD & CO. INCORPORATED

Louisville, KY

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Search this name across graphsid dfx:ria:95dfc83d-8c0e-ba49-006b-813a45664f2e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 25, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ROBERT W. BAIRD & CO. INCORPORATED
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 21, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Aug 21, 2006
First registration: Aug 25, 2006
Dual registered: yes, broker-dealer
Other names: BELINDA GAIL GANTZ|BELINDA GANTZ
IAPD individual key: 4650575

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ROBERT W. BAIRD & CO. INCORPORATED	Mixed wealth	Apr 30, 2024	n/a	yes	Louisville, KY	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	May 17, 2011	Apr 22, 2024	no	Louisville, KY	Previous registration
OSAIC FA, INC.	Former SEC adviser	Nov 17, 2009	Nov 29, 2010	no	FORT WAYNE, IN\|LOUISVILLE, KY	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Aug 25, 2006	May 5, 2009	no	LOUISVILLE, KY\|LOUISVILLE, KY\|LOUISVILLE, KY\|WEEHAWKEN, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	ROBERT W. BAIRD & CO. INCORPORATED	Apr 22, 2024	Apr 30, 2024	8	Firm change	Ibd to RIA
OSAIC FA, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Nov 29, 2010	May 17, 2011	169	Firm change	Other
UBS FINANCIAL SERVICES INC.	OSAIC FA, INC.	May 5, 2009	Nov 17, 2009	196	Firm change	Other

Relationships

Registered with (4)

→ ROBERT W. BAIRD & CO. INCORPORATEDRegistered adviserregistration: current employment
Apr 30, 2024 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
May 17, 2011 to Apr 22, 2024factForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
Nov 17, 2009 to Nov 29, 2010factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Aug 25, 2006 to May 5, 2009factForm ADV

Dated events

Occurred
Apr 22, 2024
Advisor changed firm
Belinda Gail Gantz left Ameriprise Financial Services, Llc for Robert W. Baird & Co. Incorporated (registered 2024-04-30)
Form ADVobserved 6 days ago