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RIA / WealthAdvisorCertified Financial Planner30 years in industry

WILLIAM JAMES CHAPMAN

Advisor at VICTRIX INVESTMENT ADVISORS

STUART, FL

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Search this name across graphsid dfx:ria:95e059dc-57e2-915f-b122-b552f91b6315

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 19, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VICTRIX INVESTMENT ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 17, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S63
First exam: May 17, 1996
First registration: Sep 19, 2003
Dual registered: no
Other names: JAY CHAPMAN
IAPD individual key: 2692298

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VICTRIX INVESTMENT ADVISORS	Independent wealth	Mar 28, 2018	n/a	yes	STUART, FL	Current employment
HAYDEN ROYAL	Former SEC adviser	Aug 30, 2017	Jun 4, 2018	no	Stuart, FL\|CHARLOTTE, NC	Previous registration
FOGEL CAPITAL MANAGEMENT INC	Independent wealth	Sep 7, 2010	Mar 16, 2018	no	STUART, FL	Previous registration
RAYMOND JAMES FINANCIAL SERVICES, INC.	n/a	Feb 9, 2005	Jul 1, 2009	no	MELBOURNE, FL	Previous registration
AMERIPRISE ADVISOR SERVICES, INC.	n/a	Sep 19, 2003	Feb 1, 2005	no	MERRITT ISLAND, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HAYDEN ROYAL	VICTRIX INVESTMENT ADVISORS	Jun 4, 2018	Mar 28, 2018	-68	Firm change after gap	RIA to RIA
FOGEL CAPITAL MANAGEMENT INC	HAYDEN ROYAL	Mar 16, 2018	Aug 30, 2017	-198	Firm change after gap	Other
RAYMOND JAMES FINANCIAL SERVICES, INC.	FOGEL CAPITAL MANAGEMENT INC	Jul 1, 2009	Sep 7, 2010	433	Firm change after gap	Other
AMERIPRISE ADVISOR SERVICES, INC.	RAYMOND JAMES FINANCIAL SERVICES, INC.	Feb 1, 2005	Feb 9, 2005	8	Firm change	Other

Relationships

Registered with (5)

→ VICTRIX INVESTMENT ADVISORSRegistered adviserregistration: current employment
Mar 28, 2018 to presentfactForm ADV
→ HAYDEN ROYALRegistered adviserregistration: previous registration
Aug 30, 2017 to Jun 4, 2018factForm ADV
→ FOGEL CAPITAL MANAGEMENT INCRegistered adviserregistration: previous registration
Sep 7, 2010 to Mar 16, 2018factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Feb 9, 2005 to Jul 1, 2009factForm ADV
→ AMERIPRISE ADVISOR SERVICES, INC.Registered adviserregistration: previous registration
Sep 19, 2003 to Feb 1, 2005factForm ADV

Dated events

No dated event names this entity yet.