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RIA / WealthAdvisorCertified Financial Planner32 years in industry

ERIK NMN MOSHOLT

Advisor at 46 PEAKS INVESTMENT ADVISORY GROUP

NEWTOWN, PA

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Search this name across graphsid dfx:ria:95e97f13-bad3-22bb-520a-28db2fb371b2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 17, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: 46 PEAKS INVESTMENT ADVISORY GROUP
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 11, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 4
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Mar 11, 1994
First registration: Mar 17, 2004
Dual registered: no
Other names: ERIK MOSHOLT
IAPD individual key: 2016965

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
46 PEAKS INVESTMENT ADVISORY GROUP	Independent wealth	Feb 19, 2020	n/a	yes	NEWTOWN, PA	Current employment
KINGSBRIDGE ADVISORS, LLC	State registered	Sep 7, 2006	Jun 6, 2013	no	POINT PLEASANT BEACH, NJ	Previous registration
KB FINANCIAL PARTNERS, LLC	Former SEC adviser	Jul 22, 2005	Mar 4, 2020	no	PRINCETON, NJ\|PRINCETON, NJ	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Mar 17, 2004	Aug 11, 2004	no	NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KB FINANCIAL PARTNERS, LLC	KINGSBRIDGE ADVISORS, LLC	Mar 4, 2020	Sep 7, 2006	-4,927	Firm change after gap	RIA to state RIA
KINGSBRIDGE ADVISORS, LLC	46 PEAKS INVESTMENT ADVISORY GROUP	Jun 6, 2013	Feb 19, 2020	2,449	Firm change after gap	Other
EQUITABLE ADVISORS, LLC	KB FINANCIAL PARTNERS, LLC	Aug 11, 2004	Jul 22, 2005	345	Firm change	Other

Relationships

Registered with (4)

→ 46 PEAKS INVESTMENT ADVISORY GROUPRegistered adviserregistration: current employment
Feb 19, 2020 to presentfactForm ADV
→ KB FINANCIAL PARTNERS, LLCRegistered adviserregistration: previous registration
Jul 22, 2005 to Mar 4, 2020factForm ADV
→ KINGSBRIDGE ADVISORS, LLCRegistered adviserregistration: previous registration
Sep 7, 2006 to Jun 6, 2013factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 17, 2004 to Aug 11, 2004factForm ADV

Dated events

No dated event names this entity yet.