DFX Intelligence

E•• A•••• M••••••••• ••••• A••••••• C•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

E•• A•••• M••••••••• ••••• A••••••• C•••

CRD 313103

PORTLAND, OR

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Search this name across graphsid dfx:ria:95ef6210-c102-f0ef-2b54-4d5696303fc7

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 11
On other graphs: 0
Observed: Feb 19, 2021 to Mar 31, 2026
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $809M••• Locked
Discretionary RAUM: $806M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••••• M••••••• D••••	CHIEF EXECUTIVE OFFICER	Na	yes	12/2024	Dec 12, 2024	Dec 12, 2024
E•• I••••••••• A•	Owner	E	yes	12/2022	Feb 19, 2021	Dec 12, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
E•• A•••• M••••••••• ••••••••• P•• L••	n/a	n/a	n/a	N	yes	n/a
E•• A•••• M••••••••• ••• L•••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$809M	$744M	8.8%	$444M	22.1%	5	7	1	0

Relationships

Affiliated with (1)

← E•• P•••••• W••••• M••••••••• ••••••••• C••••Registered adviserother investment adviser, common control
factForm ADV

Controls (3)

← W•••• K•••• F•OwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Nov 16, 2022 to Dec 12, 2024factForm ADV
← C•••••• M••••••• D••••OwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Dec 12, 2024 to Dec 12, 2024factForm ADV
← E•• I••••••••• A•OwnerOWNER, ownership code E, foreign entity

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 31, 2026
Ria principal change
••• Locked
Form ADVobserved today
Occurred
Mar 31, 2026
Ria office opened
••• Locked
Form ADVobserved today
Occurred
Mar 27, 2025
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$211M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:95ef6210-c102-f0ef-2b54-4d5696303fc7
First observed: Feb 19, 2021
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.