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BRAVER STERN SECURITES LLC, CRD 29108
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ALDA CAPITAL LLC | OWNER / MANAGING MEMBER | E | yes | 04/2012 | Jul 1, 2014 | Oct 30, 2014 |
| AMON, THOMAS GRAHAM | MANAGING MEMBER | E | yes | 02/2010 | Jul 1, 2014 | Oct 30, 2014 |
| BRAVER STERN & CO., LLC | OWNER / MANAGING MEMBER | E | yes | 04/2012 | Oct 28, 2014 | Oct 30, 2014 |
| DOMANSKI, GERALD JUDE | PRESIDENT/CEO/MANAGING MEMBER | Na | yes | 09/2014 | Sep 17, 2014 | Oct 30, 2014 |
| GORDON, ALAN DAVID | CO-MANAGER | F | yes | 02/2010 | Jul 1, 2014 | Oct 30, 2014 |
| JH PRIVATE INVESTMENTS LLC | CO-MANAGER | D | yes | 02/2010 | Jun 26, 2014 | Oct 30, 2014 |
| KEANY, MONICA ANN | MEMBER-NO DECISION MAKING OR MANAGEMENT CONTROL OF THE ENTITY | E | yes | 05/2009 | Jul 1, 2014 | Oct 30, 2014 |
| SPOLETO CORP. | MANAGING MEMBER | F | yes | 05/2009 | Jul 1, 2014 | Oct 30, 2014 |
| BRAVER STERN & CO. FINANCIAL SERVICES, LLC | OWNER / MEMBER | E | no | 04/2013 | Oct 28, 2014 | Oct 30, 2014 |
| RANKEL, WILLIAM EDWIN | FIN/OP | Na | no | 08/2014 | Sep 17, 2014 | Oct 30, 2014 |
| SANICOLA, LAWRENCE | CHIEF COMPLIANCE OFFICER / MANAGING MEMBER | Na | no | 04/2013 | Jan 30, 2014 | Oct 30, 2014 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Boston | Ma | United States | n/a | no |