This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$0Item 5.F on the latest filing (2013-11-14); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$0

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Advisors on IAPD

0

Employees

8

Advisory employees

3

Accounts

0

SEC number

801-78363

CRD

168086

Filings on the tape

5

First filed

Jul 17, 2013

Latest filed

Nov 14, 2013

Organised

Limited Liability Company, Delaware

• Occurred

  Jul 17, 2013
  First Form ADV filing

  White, Weld & Co. Securities Wealth Management, Llc filed its initial SEC registration (Form ADV)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:cd722b92-7497-29ce-cc5b-09d9b6560c8b

First observed

Jul 17, 2013

Last observed

Nov 14, 2013 156 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.