DFX Intelligence

R•••••• E•••••• T••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

R•••••• E•••••• T••••••

Advisor at P•••••• C•••••• A•••••••••

SAN DIEGO, CA

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Search this name across graphsid dfx:ria:95fb87cf-ab9a-a273-d9ec-9953f8b5a25d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 7, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• C•••••• A•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• C•••••• A•••••••••	Independent wealth	Mar 12, 2013	n/a	yes	SAN DIEGO, CA\|SAN DIEGO, CA	Current employment
C••••• A•••••• N••••••• L••	Former SEC adviser	Sep 14, 2017	Nov 13, 2017	no	SAN DIEGO, CA\|EL SEGUNDO, CA\|SAN DIEGO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• A•••••• N••••••• L••	n/a	Nov 13, 2017	n/a	n/a	Departure no registered destination	Departure
G••••• S••••••••• I•••	P•••••• C•••••• A•••••••••	Nov 1, 2017	Mar 12, 2013	-1,695

Relationships

Registered with (3)

→ P•••••• C•••••• A•••••••••Registered adviserregistration: current employment
Mar 12, 2013 to presentfactForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Sep 14, 2017 to Nov 13, 2017factForm ADV
→ G••••• S••••••••• I•••Registered adviserregistration: previous registration
Aug 7, 2006 to Nov 1, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:95fb87cf-ab9a-a273-d9ec-9953f8b5a25d
First observed: Aug 7, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.