This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=true related_bank=false bd_reps=1.0

Regulatory AUM

$259MItem 5.F on the latest filing (2026-04-20); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$259M

Private client RAUM

$255MderivedItem 5.D individuals plus high net worth individuals

Private client share

99%derivedprivate client RAUM over total RAUM

Advisors on IAPD

3

RAUM per advisor

$86.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

6

Advisory employees

3

Offices

0Schedule D 1.F, beyond the principal office

Accounts

1,082

Individual clients

86

High net worth clients

411

Custody, client assets

$95.1M

SEC number

801-112260

CRD

160407

Filings on the tape

18

First filed

Dec 6, 2017

Latest filed

Apr 20, 2026

Organised

Corporation, CA

• Occurred

  Dec 6, 2017
  First Form ADV filing

  Pacific Capital Associates, Inc. filed its initial SEC registration (Form ADV)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:b2d2533c-a170-12c5-72c3-513125aaf4c8

First observed

Dec 6, 2017

Last observed

Apr 20, 2026 5 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.