DFX Intelligence
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Reading the graph
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Advisor at S•••••• C•••••• A••••••• L••
BALTIMORE, MD | NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S•••••• C•••••• A••••••• L•• | Bd affiliated wealth | Jan 14, 2015 | n/a | yes | BALTIMORE, MD|NEW YORK, NY | Current employment |
| S•••••• C•••••• A••••••• L•• | Bd affiliated wealth | Oct 31, 2014 | Dec 31, 2014 | no | BALTIMORE, MD|NEW YORK, NY |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U•• F•••••••• S••••••• I••• | S•••••• C•••••• A••••••• L•• | Oct 23, 2014 | Oct 31, 2014 | 8 | Firm change | Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | U•• F•••••••• S••••••• I••• | Nov 19, 2010 | Nov 17, 2010 |
| U•• F•••••••• S••••••• I••• | Wirehouse | Nov 17, 2010 | Oct 23, 2014 | no | BALTIMORE, MD | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | May 10, 1999 | Nov 19, 2010 | no | BALTIMORE, MD|BALTIMORE, MD | Previous registration |
| -2 |
| Firm change |
| Wirehouse to wirehouse |