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RIA / WealthAdvisor33 years in industry

Thomas Richard Wright

Advisor at PREVAIL INNOVATIVE WEALTH ADVISORS, LLC

LEAWOOD, KS

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Search this name across graphsid dfx:ria:960378fa-6ba5-8484-a577-b360080fab84

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Apr 21, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PREVAIL INNOVATIVE WEALTH ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 3, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Feb 3, 1993
First registration: Apr 21, 2003
Dual registered: no
IAPD individual key: 2083074

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC	Independent wealth	Nov 7, 2023	n/a	yes	LEAWOOD, KS	Current employment
PRUCO SECURITIES, LLC	No RAUM reported	Nov 29, 2019	Nov 8, 2023	no	St. Louis, MO	Previous registration
EDWARD JONES	National bd RIA	Sep 3, 2013	Sep 6, 2019	no	ST LOUIS, MO\|PECULIAR, MO	Previous registration
FINANCIAL TELESIS, INC.	Former SEC adviser	Jan 6, 2012	Aug 30, 2013	no	SAN RAFAEL, CA\|GRAIN VALLEY, MO	Previous registration
Onedigital	Institutional manager	Oct 13, 2010	Aug 31, 2011	no	OVERLAND PARK, KS	Previous registration
NRP ADVISORS, INC.	n/a	Jan 14, 2008	Dec 1, 2010	no	LEAWOOD, KS	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 25, 2005	Jan 22, 2008	no	LEAWOOD, KS\|LEAWOOD, KS	Previous registration
WADDELL & REED	Former SEC adviser	Apr 4, 2005	Nov 2, 2005	no	KANSAS CITY, MO	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Apr 21, 2003	Jan 4, 2005	no	OVERLAND PARK, KS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRUCO SECURITIES, LLC	PREVAIL INNOVATIVE WEALTH ADVISORS, LLC	Nov 8, 2023	Nov 7, 2023	-1	Firm change	Ibd to RIA
EDWARD JONES	PRUCO SECURITIES, LLC	Sep 6, 2019	Nov 29, 2019	84	Firm change	Ibd to ibd
FINANCIAL TELESIS, INC.	EDWARD JONES	Aug 30, 2013	Sep 3, 2013	4	Firm change	Other
Onedigital	FINANCIAL TELESIS, INC.	Aug 31, 2011	Jan 6, 2012	128	Firm change	Other
NRP ADVISORS, INC.	Onedigital	Dec 1, 2010	Oct 13, 2010	-49	Firm change after gap	Other
LPL FINANCIAL LLC	NRP ADVISORS, INC.	Jan 22, 2008	Jan 14, 2008	-8	Firm change	Other
WADDELL & REED	LPL FINANCIAL LLC	Nov 2, 2005	Oct 25, 2005	-8	Firm change	Other
CHARLES SCHWAB & CO., INC.	WADDELL & REED	Jan 4, 2005	Apr 4, 2005	90	Firm change	Other

Relationships

Registered with (9)

→ PREVAIL INNOVATIVE WEALTH ADVISORS, LLCRegistered adviserregistration: current employment
Nov 7, 2023 to presentfactForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Nov 29, 2019 to Nov 8, 2023factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Sep 3, 2013 to Sep 6, 2019factForm ADV
→ FINANCIAL TELESIS, INC.Registered adviserregistration: previous registration
Jan 6, 2012 to Aug 30, 2013factForm ADV
→ ONEDIGITALRegistered adviserregistration: previous registration
Oct 13, 2010 to Aug 31, 2011factForm ADV
→ NRP ADVISORS, INC.Registered adviserregistration: previous registration
Jan 14, 2008 to Dec 1, 2010factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Oct 25, 2005 to Jan 22, 2008factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Apr 4, 2005 to Nov 2, 2005factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Apr 21, 2003 to Jan 4, 2005factForm ADV

Dated events

Occurred
Nov 8, 2023
Advisor changed firm
Thomas Richard Wright left Pruco Securities, Llc for Prevail Innovative Wealth Advisors, Llc (registered 2023-11-07)
Form ADVobserved 6 days ago