RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• R•••••• W•••••
- Title
- IAR® - Investment Advisor Representative Certified Plan Fiduciary Advisor (CPFA®) T••••• W••••• | LinkedInreportedprevailiws.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- P•••••• I••••••••• W••••• A•••••••• L•• independent RIA currentsince Nov 7, 2023 · Leawood, Ks
- P•••• S••••••••• L•• no RAUMNov 29, 2019 to Nov 8, 2023 · St. Louis, Mo
- E••••• J•••• national BDSep 3, 2013 to Sep 6, 2019 · St Louis, Mo
- F•••••••• T••••••• I••• formerJan 6, 2012 to Aug 30, 2013 · San Rafael, Ca
- O••••••••• institutionalOct 13, 2010 to Aug 31, 2011 · Overland Park, Ks
- N•• A•••••••• I••• unclassifiedJan 14, 2008 to Dec 1, 2010 · Leawood, Ks
- L•• F•••••••• L•• BD affiliatedOct 25, 2005 to Jan 22, 2008 · Leawood, Ks
- W•••••• • R••• formerApr 4, 2005 to Nov 2, 2005 · Kansas City, Mo
- C•••••• S••••• • C••• I••• national BDApr 21, 2003 to Jan 4, 2005 · Overland Park, Ks
- P•••• S••••••••• L•• to P•••••• I••••••••• W••••• A•••••••• L••left Nov 8, 2023, registered Nov 7, 2023 (-1 days) · Affiliated broker-dealer or bank to independent RIA
- E••••• J•••• to P•••• S••••••••• L••left Sep 6, 2019, registered Nov 29, 2019 (84 days) · Affiliated broker-dealer or bank to another
- F•••••••• T••••••• I••• to E••••• J••••left Aug 30, 2013, registered Sep 3, 2013 (4 days) · Other
- O••••••••• to F•••••••• T••••••• I•••left Aug 31, 2011, registered Jan 6, 2012 (128 days) · Other
- N•• A•••••••• I••• to O•••••••••left Dec 1, 2010, registered Oct 13, 2010 (-49 days) · Other
- L•• F•••••••• L•• to N•• A•••••••• I•••left Jan 22, 2008, registered Jan 14, 2008 (-8 days) · Other
- W•••••• • R••• to L•• F•••••••• L••left Nov 2, 2005, registered Oct 25, 2005 (-8 days) · Other
- C•••••• S••••• • C••• I••• to W•••••• • R•••left Jan 4, 2005, registered Apr 4, 2005 (90 days) · Other
- T••••• R•••••• W••••• left P•••• S••••••••• L•• for P•••••• I••••••••• W••••• A•••••••• L•• (registered 2023-11-07)Nov 8, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address