DFX Intelligence

P••••• V••••••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

P••••• V••••••• G••••••

Advisor at B•• M••••• S••••••••• C•••••••••

New York, NY

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Search this name across graphsid dfx:ria:96067621-6395-92a4-b56b-fd990902adfc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Dec 23, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•• M••••• S••••••••• C•••••••••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: May 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•• M••••• S••••••••• C•••••••••	Other adviser	Aug 17, 2023	n/a	yes	New York, NY\|New York, NY	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Dec 23, 2020	Jan 13, 2023	no	WEEHAWKEN, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	B•• M••••• S••••••••• C•••••••••	Jan 13, 2023	Aug 17, 2023	216	Firm change	Other

Relationships

Registered with (2)

→ B•• M••••• S••••••••• C•••••••••Registered adviserregistration: current employment
Aug 17, 2023 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Dec 23, 2020 to Jan 13, 2023factForm ADV

Dated events

Occurred
Jan 13, 2023
Advisor changed firm
P••••• V••••••• G•••••• left U•• F•••••••• S••••••• I••• for B•• M••••• S••••••••• C••••••••• (registered 2023-08-17)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:96067621-6395-92a4-b56b-fd990902adfc
First observed: Dec 23, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.