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Advisor at EDELMAN FINANCIAL ENGINES
HASLET , TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDELMAN FINANCIAL ENGINES | Independent wealth | Dec 9, 2025 | n/a | yes | HASLET , TX | Current employment |
| EMPOWER ADVISORY GROUP, LLC | Bd affiliated wealth | Apr 3, 2023 | Nov 25, 2025 | no | Fort Worth, TX|GREENWOOD VILLAGE, CO|GREENWOOD VILLAGE, CO | Previous registration |
| PERSONAL CAPITAL ADVISORS CORPORATION | Former SEC adviser | Mar 14, 2019 | Apr 3, 2023 | no | DALLAS, TX | Previous registration |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | May 18, 2017 | Sep 7, 2018 | no | Fort Worth, TX | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | May 18, 2017 | Sep 7, 2018 | no | WestLake, TX | Previous registration |
| STRATEGIC ADVISERS LLC | National bd RIA | Jul 20, 2015 | May 8, 2017 | no | WESTLAKE, TX | Previous registration |
| SECURIAN FINANCIAL SERVICES, INC. | Former SEC adviser | Dec 8, 2014 | Feb 9, 2015 | no | DALLAS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | EDELMAN FINANCIAL ENGINES | Nov 25, 2025 | Dec 9, 2025 | 14 | Firm change | Ibd to RIA |
| PERSONAL CAPITAL ADVISORS CORPORATION | EMPOWER ADVISORY GROUP, LLC | Apr 3, 2023 | Apr 3, 2023 | 0 | Bulk transfer | RIA to ibd |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | TD AMERITRADE, INC. | Sep 7, 2018 | May 18, 2017 | -477 | Channel change | Other |
| TD AMERITRADE, INC. | PERSONAL CAPITAL ADVISORS CORPORATION | Sep 7, 2018 | Mar 14, 2019 | 188 | Firm change | Other |
| STRATEGIC ADVISERS LLC | TD AMERITRADE INVESTMENT MANAGEMENT, LLC | May 8, 2017 | May 18, 2017 | 10 | Firm change | Other |
| SECURIAN FINANCIAL SERVICES, INC. | STRATEGIC ADVISERS LLC | Feb 9, 2015 | Jul 20, 2015 | 161 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 112058:104510:CO:2025-11-19 | Nov 25, 2025 | Dec 9, 2025 | GREENWOOD VILLAGE, CO | Firm change |
| 111514:7870:TX:2018-09-07 | Sep 7, 2018 | May 18, 2017 | FORT WORTH, TX | Firm change after gap |