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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

RICHARD CORONEL

Advisor at WELLS FARGO ADVISORS

PALM DESERT, CA | IRVINE, CA | RANCHO MIRAGE, CA

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Search this name across graphsid dfx:ria:960c2a5d-ad52-2637-5796-dac05d774a3d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 21, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 9, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Jan 9, 1995
First registration: May 21, 2007
Dual registered: yes, broker-dealer
Other names: RICHARD JOSEPH CORONEL
IAPD individual key: 2551668

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Nov 19, 2020	n/a	yes	PALM DESERT, CA\|IRVINE, CA\|RANCHO MIRAGE, CA	Current employment
PNC MANAGED ACCOUNT SOLUTIONS, INC.	Former SEC adviser	Jun 4, 2013	Nov 19, 2020	no	PALM DESERT, CA\|Palm Springs, CA	Previous registration
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	May 26, 2010	Apr 22, 2013	no	PALM DESERT, CA\|LA QUINTA, CA\|INDIO, CA\|INDIO, CA\|PALM DESERT, CA\|PALM DESERT, CA\|INDIO, CA\|PALM DESERT, CA\|BERMUDA DUNES, CA\|TWENTYNINE PALMS, CA\|YUCCA VALLEY, CA\|Palm Springs, CA\|CATHEDRAL CITY, CA\|RANCHO MIRAGE, CA\|LA QUINTA, CA\|Cathedral City, CA\|Yucca Valley, CA	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	May 2, 2009	May 13, 2010	no	YUCCA VALLEY, CA\|PALM SPRINGS, CA\|DESERT HOT SPRINGS, CA	Previous registration
WAMU INVESTMENTS, INC.	n/a	May 21, 2007	May 2, 2009	no	DESERT HOT SPRINGS, CA\|YUCCA VALLEY, CA\|PALM SPRINGS, CA\|HEMET, CA\|WILDOMAR, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PNC MANAGED ACCOUNT SOLUTIONS, INC.	WELLS FARGO ADVISORS	Nov 19, 2020	Nov 19, 2020	0	Firm change	Ibd to wirehouse
U.S. BANCORP INVESTMENTS, INC.	PNC MANAGED ACCOUNT SOLUTIONS, INC.	Apr 22, 2013	Jun 4, 2013	43	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	U.S. BANCORP INVESTMENTS, INC.	May 13, 2010	May 26, 2010	13	Firm change	Other
WAMU INVESTMENTS, INC.	CHASE INVESTMENT SERVICES CORP.	May 2, 2009	May 2, 2009	0	Bulk transfer	Other

Relationships

Registered with (5)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Nov 19, 2020 to presentfactForm ADV
→ PNC MANAGED ACCOUNT SOLUTIONS, INC.Registered adviserregistration: previous registration
Jun 4, 2013 to Nov 19, 2020factForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
May 26, 2010 to Apr 22, 2013factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
May 2, 2009 to May 13, 2010factForm ADV
→ WAMU INVESTMENTS, INC.Registered adviserregistration: previous registration
May 21, 2007 to May 2, 2009factForm ADV

Dated events

No dated event names this entity yet.