DFX Intelligence

R••• I•••••• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst19 years in industry

R••• I•••••• W•••••••

Advisor at C••••••• A•••• M••••••••• I••

SAN DIEGO, CA

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Search this name across graphsid dfx:ria:960ffb69-78d8-81dd-97a1-a7ce010c898f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 17, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• A•••• M••••••••• I••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• A•••• M••••••••• I••	Institutional manager	Apr 23, 2025	n/a	yes	SAN DIEGO, CA	Current employment
F••••••• P••••••• A•• W•••••••• A•••••••	Former SEC adviser	Apr 4, 2022	Nov 25, 2024	no	SALT LAKE CITY, UT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••• P••••••• A•• W•••••••• A•••••••	C••••••• A•••• M••••••••• I••	Nov 25, 2024	Apr 23, 2025	149	Firm change	Other
M••••• S••••••	F••••••• P••••••• A•• W•••••••• A•••••••	Mar 31, 2021	Apr 4, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
7870:111514:CA:2018-08-31	Aug 31, 2018	Aug 17, 2017	MURRIETA, CA	Firm change after gap

Relationships

Registered with (5)

→ C••••••• A•••• M••••••••• I••Registered adviserregistration: current employment
Apr 23, 2025 to presentfactForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••Registered adviserregistration: previous registration
Apr 4, 2022 to Nov 25, 2024factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 20, 2019 to Mar 31, 2021factForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••

Dated events

Occurred
Nov 25, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:960ffb69-78d8-81dd-97a1-a7ce010c898f
First observed: Aug 17, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.