DFX Intelligence

M••• W•••••• R••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

M••• W•••••• R••••

Advisor at V••••••• A•••••••• I•••

SCOTTSDALE, AZ

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Oct 1, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••••••• A•••••••• I•••	Bd affiliated wealth	Jul 14, 2026	n/a	yes	SCOTTSDALE, AZ	Current employment
F•••• P••••••• W•••••• L••	Independent wealth	Jan 6, 2026	Apr 23, 2026	no	Scottsdale, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• P••••••• W•••••• L••	V••••••• A•••••••• I•••	Apr 23, 2026	Jul 14, 2026	82	Firm change	RIA to ibd
N••••••••• A•••• M••••••••• L••	F•••• P••••••• W•••••• L••	Mar 20, 2026	Jan 6, 2026

Team moves

••• Locked

Team	Left	Joined	From	Kind
309514:282241:AZ:2024-07-01	Jul 1, 2024	Aug 1, 2024	SCOTTSDALE, AZ	Firm change

Relationships

Registered with (5)

→ V••••••• A•••••••• I•••Registered adviserregistration: current employment
Jul 14, 2026 to presentfactForm ADV
→ F•••• P••••••• W•••••• L••Registered adviserregistration: previous registration
Jan 6, 2026 to Apr 23, 2026factForm ADV
→ N••••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Jan 27, 2025 to Mar 20, 2026factForm ADV
→ T•• W••••• M•••••••••

Dated events

Order

Occurred
23 Apr 2026
Advisor changed firm
••• Locked
Form ADV
Occurred
1 Jul 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 1, 2019
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.